Sr. Compliance Manager Investment Risk

Brooklyn, NY - USA

Yearly Salary: $ 130000 - 160000

Posted on: 30+ days ago

Vacancies: 1 Vacancy

Job Summary

Location:

4900 Tiedeman Road Brooklyn Ohio

The Sr Compliance Manager plays a critical role in independently measuring monitoring and assessing risks across fiduciary investment activities. This position ensures effective risk oversight by providing credible challenge identifying emerging issues and escalating concerns to senior management when necessary.

Working within the Compliance Risk Management organization you will oversee the risk management of a diverse range of investment productsincluding equities fixed income alternative funds and managed solutionsoffered by Key Private Bank.

As part of theKPB Wealth Compliance team you will work closely with line of business partners and research analysts in the Chief Investment Office to:

Develop and maintain a deep understanding of fund and portfolio risk profiles
Enhance and innovate risk oversight frameworks and methodologies
Ensure compliance with internal policies and regulatory expectations
Conduct targeted reviews and deep dives into emerging risk areas and their potential impact on the business

Key Responsibilities

Oversee investment risk for third-party equity fixed income and liquid alternative fund managers including specialized solutions and separately managed accounts.
Utilize industry-standard tools (e.g. FactSet Morningstar Bloomberg) to analyze investment risks and challenge assumptions.
Independently conduct monitoring reviews of equity and fixed income funds presented by the Chief Investment Office.
Identify assess and monitor investment risks providing credible challenge and escalating key issues to senior management.
Partner with investment and risk teams to maintain a deep understanding of fund and portfolio risk profiles.
Enhance and innovate risk oversight processes to ensure compliance with investment liquidity and counterparty risk policies.
Perform deep-dive analyses on emerging risk areas and evaluate their potential impact on the business.
Assist in other Compliance Risk tasks across the Compliance Risk Management Space as needed.
Participate and lead formal testing/monitoring

Required:

Bachelors degree in Finance Economics Risk Management or a related field
5 years of experience in investment risk compliance or asset management
Strong understanding of investment products including mutual funds SMAs and alternative investments
Proficiency with risk and research tools such as FactSet Bloomberg and Morningstar
Demonstrated ability to independently assess risk and provide credible challenge
Excellent analytical problem-solving and communication skills
Strong attention to detail and ability to manage multiple priorities in a fast-paced environment

Preferred:

Advanced degree (MBA MS Finance etc.) or professional certifications (e.g. CFA FRM)
CFIRS or other like certifications
Experience working in a private bank or wealth management environment
Familiarity with regulatory requirements related to investment risk and compliance

COMPENSATION AND BENEFITS

This position is eligible to earn a base salary in the range of $130000 to $160000 annually depending on location and job-related factors such as level of experience. Compensation for this role also includes eligibility for short-term incentive compensation and deferred incentive compensation subject to individual and company performance.

Please click here for a list of benefits for which this position is eligible.

Key has implemented an approach to employee workspaces which prioritizes in-office presence while providing flexible options in circumstances where roles can be performed effectively in a mobile environment.

Job Posting Expiration Date: 11/01/2025 KeyCorp is an Equal Opportunity Employer committed to sustaining an inclusive culture. All qualified applicants will receive consideration for employment without regard to race color religion sex sexual orientation gender identity national origin disability or veteran status.

Qualified individuals with disabilities or disabled veterans who are unable or limited in their ability to apply on this site may request reasonable accommodations by emailing

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Required Experience:

Manager

Location:4900 Tiedeman Road Brooklyn OhioThe Sr Compliance Manager plays a critical role in independently measuring monitoring and assessing risks across fiduciary investment activities. This position ensures effective risk oversight by providing credible challenge identifying emerging issues and es...