Broker Dealer MAP Specialist

Smithtown, NY - USA

Yearly Salary: $ 60000 - 75000

Posted on: 30+ days ago

Vacancies: 1 Vacancy

Job Summary

Benefits:

401(k)
Bonus based on performance
Competitive salary
Dental insurance
Flexible schedule
Opportunity for advancement
Paid time off
Parental leave
Training & development
Vision insurance

Were currently seeking an paralegal or MAP team member to join our this role youll be providing corporate development and regulatory services to client broker-dealers. The ideal candidate will possess prior experience in the financial services industry. This role will report to the Operations Manager.

Compliance Exchange Group (CXG) is the market leader in providing a complete turn-key service for Broker Dealers including CMA / NMA services buying selling and building Broker Dealers. We are the architects charged with building successful firms for our clients. This includes principal outsourcing on all levels including CCO FINOP CEO and developing regulatory compliance systems to satisfy FINRA SEC state and federal regulators.

We love what we do and were on a path for growth. Compliance Exchange Group is comprised of professionals that exhibit a passion for building and maintaining broker-dealers. We offer a fully remote work environment with a company culture that promotes personal and professional development as well as a healthy work-life balance. We provide an array of benefits including competitive compensation flexible work schedules PTO 401(k) with employer contribution performance-based bonuses opportunities for growth and more!

This is a full-time W2 role with a compensation range of $ annually.

This is a remote position.

Compensation: $60000.00 - $75000.00 per year

About CXG

Compliance Exchange Group operates at the vanguard of Broker Dealer consulting and Chief Compliance Officer outsourcing providers. Others claim to be full service while only hosting limited capabilities. At CXG we live up to the label we outsource the complete range of compliance & finance Principals including:

Chief Compliance Officers
FinOps
Licensed Principals
Series 4 Registered Options
Series 24 General Securities
Series 79 Investment Banking

Another reason our services stand head-and-shoulders above others is our roster of seasoned highly experienced talent. Our Principals have built and developed Investment Banks and Trading Rooms they have created Broker Dealers from scratch. Theyve also held CEO CFO CCO FinOp and Board roles at a variety of organizations so they know the ins and outs of how businesses grow efficiently and effectively.

Our superior talent and practical experience are why start-ups seeking FINRA approval and small- to mid-size firms looking to grow trust us to supply them with outsourcing solutions that work.

Required Experience:

Benefits:401(k)Bonus based on performanceCompetitive salaryDental insuranceFlexible scheduleOpportunity for advancementPaid time offParental leaveTraining & developmentVision insuranceWere currently seeking an paralegal or MAP team member to join our this role youll be providing corporate developme...