Compliance Manager

As a Risk and Compliance Manager for FNZ New Zealand you will be joining an established team of Risk and Compliance specialists who enables the business to safely achieve its strategic objectives while supporting growth and delivery of our services across our client base. Based in Wellington and reporting into our Head of Risk and Compliance you will work in close partnership with stakeholders at all levels of the organisation to best shape FNZs risk and compliance framework.

We are searching for a team member with experience in navigating complexities within a multinational organisation. To achieve success in this role you need a solid understanding of NZ regulations coupled with meaningful risk experience and a proven track record of success supporting management to understand key risks and navigate regulatory changes and internal transformations. A big part of this role is providing oversight and constructive challenge on all risk and compliance matters.

The responsibilities for this role include:

• Implement and refine risk and compliance processes.

• Where required act as the representative of the Risk and Compliance function at relevant governance committees.

• Assist in safeguarding and enhancing FNZs reputation with clients and regulatory bodies across New Zealand.

• Provide risk and compliance oversight for significant change initiatives ensuring that risks are identified and mitigated throughout the project lifecycle.

• Assist with the response to risk incidents and breaches conducting thorough investigations and implementing corrective actions to prevent recurrence.

• Encouraging and driving quality and continuous improvement of processes.

• Provide ongoing training to staff on risk and compliance standards fostering a culture of awareness and accountability.

What are we looking for in a successful candidate:

• Between 5 - 8 years experience in a comparable risk and compliance role preferably within a platform or financial services environment.

• University degree in law commerce science or equivalent from a reputable university. Relevant professional or industry qualifications in risk management compliance or a related field.

• Strong understanding of regulatory obligations and risk frameworks applicable to the financial services industry.

• Sound understanding of financial services industry risk and compliance best practices with the ability to assist in implementing and enhancing frameworks accordingly.

• Strong communication skills with the ability to convey complex risk concepts clearly to diverse audiences.

• Proven ability to build and maintain effective relationships with internal stakeholders and external partners with the ability to foster collaboration and trust.

• Strong ability in analysing presenting and reporting risk information to senior stakeholders facilitating informed decision making.

• Can do attitude and a strong sense of ownership of workload demonstrating a proactive approach to risk management and problem-solving.

• Flexible and adaptable to changing circumstances.

What is in it for you

• Be part of a highly successful rapidly growing global business that is leading the delivery of financial services and partners with some of the worlds largest companies.

• Remuneration and career advancement is based on individual contribution and business impact rather than tenure or seniority.

• Global career opportunities for our best employees at any of our offices in the UK Canada Czech Republic Australia New Zealand or China.

If this role appeals to you please apply with your cover letter and CV by 13 July 2025.

*Please note we shortlist as we receive applications. We encourage early applications as we may withdraw advertising at any time.

For more information please reach out to us on

About FNZ

FNZ is committed to opening up wealth so that everyone everywhere can invest in their future on their terms. We know the foundation to do that already exists in the wealth management industry but complexity holds firms back.

We created wealths growth platform to help. We provide a global end-to-end wealth management platform that integrates modern technology with business and investment operations. All in a regulated financial institution.

We partner with over 650 financial institutions and 12000 wealth managers with US$1.7 trillion in assets under administration (AUA).

Together with our customers we help over 26 million people from all wealth segments to invest in their future.