Senior Analyst, Governance and Controls
Senior Analyst, Governance and Controls
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Job Description
Requisition ID: 234106
We are committed to investing in our employees and helping you continue your career at ScotiaGBS
Purpose
The Senior Analyst GBM Internal Control Governance & Controls executes upon key controls and processes that contribute to GBM Internal Controls ability to effectively monitor for and manage a variety of risks. The position will require a great deal of collaboration with global stakeholders and colleagues both across Internal Control and the business lines.
Accountabilities
Execute upon a number of periodic (daily / weekly / monthly / annual) controls and processes that have both regional and global reach and applicability
Execute supervisory support and initial review of the applicability and monitoring of Securities and Exchange Commission (SEC) Regulation of Short Sales and FINRA Rule 3110 for CFTS/SEC/FINRA APs eligible to WFH
Publish output / results inclusive of any breaks and outliers to key stakeholders as required by the control/process in question
Collaborate closely with regional and global partners on the resolution of any breaks and/or remediation items
Escalate effectively to Associate Governance & Controls GBM Internal Control in the instance that controls/processes cannot be executed on time and/or there are issues in their execution
Be an effective manager of change work to transition in new responsibilities/activities as the team and its mandate continues to evolve
Seek to deliver upon process improvements wherever you observe that potential bring all such ideas forward for consideration and planning
Be a kind and collaborative team-mate and colleague
Work effectively with regional and global colleagues across both Internal Control and the business lines
Communicate effectively (oral and written) with stakeholders of varying seniority across the various regions/locations where GBM does business
Reporting Relationship
Primary Manager:
Associate Governance & Controls GBM Internal Control
Dimensions
Global coverage of the GBM business line - GBM contributes 20% to the total net income of the Scotiabank Group;
The incumbent is expected to maintain an in-depth knowledge of operational processes throughout the applicable Business Lines and escalate issues promptly that are deemed to be serious or have broad impact;
The incumbent should be able on his/her own initiative to resolve issues and also recognize the need to involve his/her supervisor/s and/or Subject Matter Experts when required.
Education / Experience
University degree in business finance other related field;
Knowledge of GBM products o is an asset;
Experience with regulatory/risk related efforts is preferred
Capital Markets experience required
Strong written and verbal communication skills ability to guide decision making process and facilitate consensus;
Proven problem solving skills and experience;
Ability to effectively communicate with the Business Lines Supervisors and other stakeholders.
Bilingual (Spanish / English) required
Working Conditions
Work in a standard office-based environment; non-standard hours are a common occurrence;
Global coverage may require conference calls during Asian and European business hours on occasion
Dynamic fast paced office-based environment.
Demands can be unpredictable;
Location(s): Colombia : Bogota : Bogota
Scotia GBS is a Scotiabank Group company located in Bogota Colombia created to support different processes of the Bank and the development and execution of its global services strategy in 15 countries in the Americas. It is composed of 7 service units. We offer an inclusive positive work environment and competitive benefits.
At ScotiaGBS we value the unique skills and experiences each individual brings to the Bank and are committed to creating and maintaining an inclusive and accessible environment for everyone. Candidates must apply directly online to be considered for this role. We thank all applicants for their interest in a career at ScotiaGBS; however only those candidates who are selected for an interview will be contacted.
Required Experience:
Senior IC
Employment Type
Full Time
