Compliance Graduate Analyst

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Were committed to providing fair and equitable compensation to all our colleagues. As a candidate we encourage you to have an open dialogue with a member of our HR Team and ask compensation related questions including pay details for this role.

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Corporate Profile

TD Bank Group

Headquartered in Toronto Canada with more than 85000 employees in offices around the world The Toronto-Dominion Bank and its subsidiaries are collectively known as TD Bank Group (TD). TD offers a full range of financial products and services more than 25 million customers worldwide through three key business lines:

• Canadian RetailincludingTD Canada Trust Business Banking TD Auto Finance (Canada) TD Wealth (Canada) TD Direct InvestingandTD Insurance
• U.S. Retailincluding TD Bank Americas Most Convenient Bank TD Auto Finance (U.S.) TD Wealth (U.S.) and TDs investment in TD Ameritrade
• Wholesale Bankingincluding TD Securities

TD Securities offers a wide range of capital markets products and services to corporate government and institutional clients who choose us for our innovation execution and experience.

With more than 6500 professionals operating out of 40 cities across the globe we help clients meet their needs today and prepare for tomorrow. Our services include underwriting and distributing new issues providing trusted advice and industry-leading insight extending access to global markets and delivering integrated transaction banking 2023 we acquired Cowen Inc. offering our clients access to a premier U.S. equities business and highly-diverse equity research franchise while growing our strong diversified investment bank.

We are growth-oriented people-focused and community-minded. As a team we work to deliver value for our clients every day.

Business Context

From the first day you join the TDS Graduate Programme youll be working as part of a global team at one of the worlds largest banking institutions.

Our development program offers extensive training early exposure to stimulating projects and the opportunity to gain the knowledge and skills you need to succeed in a competitive and invigorating environment.

You will join TD Securities working on the Compliance Team and you will also be required to work closely with colleagues from other divisions and other regions across TD Securities.

We are looking for highly competent intelligent recent graduates that thrive under pressure and can adapt to changing situations. You will also be required to work closely with colleagues from other divisions and other regions across TD Securities daily.

Key Accountabilities

Customer

• Support with analysing Compliance impacts on customers stakeholders and processes to achieve better business results;
• Contribute to various Compliance advisory activities (e.g. report production process mapping tracking research analysis and procedural support) as assigned;
• Protect the interests of the organization identify and manage risks and escalate non-standard high-risk transactions / activities as necessary;
• Adhere to internal policies/procedures and applicable regulatory guidelines;
• Maintain a culture of risk management and control supported by effective processes in alignment with risk appetite.

Employee and Team

• Participate fully as a member of the team support a positive work environment that promotes service to the business quality innovation and teamwork and promote timely communication of issues/ points of interest;
• Keep current on emerging trends/ developments and grow knowledge of the business related tools and techniques;
• Participate in personal performance management and development activities including cross training within own team;
• Contribute to the success of the team by willingly assisting others in the completion and performance of work activities; provide training coaching and/or guidance as appropriate;
• Contribute to a fair positive and equitable environment that supports a diverse workforce;
• Act as a brand champion for your business area/function and the bank both internally and/or externally.

Breadth and Depth

• Lead problem resolution for issues that have been escalated and/or escalate to appropriate level where further clarity or interpretation is required;
• Provide support/ assistance to other team members and business partners;
• Complete work within specifically defined parameters with guidance / direction from management as necessary;
• Accountable for own work and effective coordination of processes and information across related teams;
• Generally reports to a Manager/Senior Manager Compliance.

Role requirements

To be successful in this role you will ideally bring the following:

• 2:1 or above degree (or equivalent) qualification
• A genuine interest in finance and the global macroeconomic environment.
• A natural curiosity and interest in current affairs.
• Ability to work in a fast-paced environment across teams and regions and deliver accurate results under time pressure.
• Good interpersonal and communication skills with an emphasis on being a team player.
• A willingness to learn and demonstrate a growth mindset.
• Demonstrated leadership (i.e. sports clubs extracurricular activities and philanthropy etc.)

Prior to any formal offer being made successful applicants must provide proof of their unrestricted right to live & work in the United Kingdom.

Shared Commitments

Executivespromote adherence to TDBGs vision and purpose to be the better bank and enrich the lives of customers communities and colleagues. As part of the general management of their function Executives are accountable to deliver against TDs five shared commitments:

• Think like a customer; provide legendary experiences and trusted advice
• Act like an owner; lead with integrity to drive business results and contribute to communities
• Execute with speed and impact; only take risks we can understand and manage
• Innovate with purpose; simplify the way we work
• Develop our colleagues; embrace diversity and respect one another

Inclusiveness

At TD we are committed to fostering an inclusive accessible environment where all employees and customers feel valued respected and supported. We are dedicated to building a workforce that reflects the diversity of our customers and communities in which we live and serve. If you require an accommodation for the recruitment/interview process (including alternate formats of materials or accessible meeting rooms or other accommodation) please let us know and we will work with you to meet your needs.

Who We Are

TD is one of the worlds leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day we deliver legendary customer experiences to over 27 million households and businesses in Canada the United States and around the world. More than 95000 TD colleagues bring their skills talent and creativity to the Bank those we serve and the economies we support. We are guided by our vision to Be the Better Bank and our purpose to enrich the lives of our customers communities and colleagues.

TD is deeply committed to being a leader in customer experience that is why we believe that all colleagues no matter where they work are customer facing. As we build our business and deliver on our strategy we are innovating to enhance the customer experience and build capabilities to shape the future of banking. Whether youve got years of banking experience or are just starting your career in financial services we can help you realize your potential. Through regular leadership and development conversations to mentorship and training programs were here to support you towards your goals. As an organization we keep growing and so will you.

Our Total Rewards Package
Our Total Rewards package reflects the investment we make in our colleagues to help them and their families achieve their well-being goals. Total Rewards at TD includes a base salary and several other key plans such as health and well-being benefits including medical coverage paid time off career development and reward and recognition programs.

Additional Information:
Were delighted that youre considering building a career with TD. Through regular development conversations training programs and a competitive benefits plan were committed to providing the support our colleagues need to thrive both at work and at home.

Colleague Development
If youre interested in a specific career path or are looking to build certain skills we want to help you succeed. Youll have regular career development and performance conversations with your manager as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities. Whether you have a passion for helping customers and want to expand your experience or you want to coach and inspire your colleagues there are many different career paths within our organization at TD and were committed to helping you identify opportunities that support your goals.

Training & Onboarding
We will provide training and onboarding sessions to ensure that youve got everything you need to succeed in your new role.

Interview Process
Well reach out to candidates of interest to schedule an interview. We do our best to communicate outcomes to all applicants by email or phone call.

Accommodation

If you require an accommodation for the recruitment / interview process (including alternate formats of materials or accessible meeting rooms or other accommodation) please let us know and we will work with you to meet your needs.