Associate, Compliance - Legal & Regulatory
Associate, Compliance - Legal & Regulatory
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Job Description
Location
Singapore - 138 Market Street CapitaGreen #32 01Brookfield Culture
Brookfield has a unique and dynamic culture. We seek team members who have a long-term focus and whose values align with our Attributes of a Brookfield Leader: Entrepreneurial Collaborative and Disciplined. Brookfield is committed to the development of our people through challenging work assignments and exposure to diverse businesses.
Job Description
About the role
This role will support legal regulatory and compliance activities for Brookfields licensed entities and operations in Singapore. The role includes assisting with transaction execution legal documentation regulatory monitoring compliance reporting and entity governance in collaboration with cross-functional teams.
Responsibilities:
- Assist in ensuring adherence to applicable MAS regulations and internal Brookfield policies
- Monitor day-to-day compliance with regulatory requirements particularly those under MAS frameworks
- Coordinate and assist with regulatory filings audits and inspections
- Support the development and maintenance of compliance manuals policies and procedures
- Support transactional legal work including due diligence document review (NDAs engagement letters agreements) and execution processes
- Coordinate legal aspects of portfolio activities such as secondary transactions bolt-on investments and refinancing
- Assist in the preparation and review of marketing materials and cross-border fund offering documents
- Conduct and support KYC and AML processes for vendors and deal counterparties.
- Maintain legal documentation trackers and ensure compliance with corporate governance protocols
- Participate in legal and regulatory risk assessments and conduct horizon scanning for emerging regulatory issues
- Draft internal compliance documentation contribute to policy updates and provide training support
- Coordinate with external counsel and internal stakeholders to manage post-closing obligations and ensure timely execution of deliverables
- Participate in regional and global Legal & Regulatory projects as needed
About you
- Qualified lawyer with 24 years of post-qualification experience preferably within a CMS-licensed fund manager or financial institution
- Experience with Singapore financial regulation and MAS frameworks
- Understanding of corporate law transaction support and compliance in asset management or related sectors beneficial
- Strong drafting analytical and communication skills
- Proficient with Microsoft Office tools and document management systems
Brookfield Asset Management does not accept unsolicited resumes from recruitment agencies. Any resumes submitted without a prior request from us will be considered the property of Brookfield and we may choose to engage with the candidate directly. We respectfully request that recruitment agencies do not contact us regarding this position.
Brookfield is committed to maintaining a Positive Work Environment that is safe and respectful; our shared success depends on it. Accordingly we do not tolerate workplace discrimination violence or harassment.
We are proud to create a diverse environment and are proud to be an equal opportunity employer. We are grateful for your interest in this position however only candidates selected for pre-screening will be contacted.Required Experience:
IC
Employment Type
Full-Time
