Deputy National Lead - Compliance
Deputy National Lead - Compliance
Posted on :
23-08-2025
Employer Active
1 Vacancy
Job Alert
You will be updated with latest job alerts via emailValid email field required
Send jobs
Share
Send me jobs like this
Job Alert
You will be updated with latest job alerts via emailValid email field required
Send jobs
Job Description
The prospective candidate shall handle work related to:
RBI Inspections (Department of Supervision DPSS CSITE and Regulatory studies)
Liaising with RBI Internal and Group level stakeholders.
Update KYC policy and handling of KYC/ AML references
Assist in Internal Risk Assessment Annual Review of Compliance Inter-Regulatory Forum
Prepare Notes to the Board/ ACB/ RMC
Submission of Ad-hoc Regulatory Reportings
Participation in Company/ Group level projects.
Work closely with internal teams to ensure the relevant legal and regulatory requirements are well understood and are reflected in the relevant documentation and internal procedures and processes.
Liaison with the RBI Internal and Group level stakeholders.
Regulatory reporting e.g. FD related Branch intimations guidance/ clarifications etc.
Handling Regulatory queries and ad-hoc submissions through DAKSH and email.
Supporting in Regulatory Inspection and related activities.
Identify lapses in business and operation functions of BFL for compliance related issues.
Prepare the Notes to the Board/ ACB/ RMC at periodically and as and when required.
Participation in organization/ group projects.
Provide guidance/ clarifications to various functions on regulatory matters.
Vetting of documents/ products/ policies from regulatory aspect received from various stakeholders.
in demanding environment and provide solutions within the scope of regulatory/ statutory guidelines.
perform and deliver in business centric and high growth environment in a timely manner.
and assess Compliance risks in various businesses and their mitigation measures including checks.
a)Skills:
Should have worked for reputed Banks/Financial Institutions with diverse fields of business interests.
Excellent analytical and communication skills.
Experience in handling Regulatory/ Statutory Compliances related issues.
Knowledge of RBI guidelines.
Should be a self-starter and a team player.
b)Qualifications:
Graduate / Post-graduate / CA / Professional qualification
a)Work Experience
For Senior Lead - 12 to 14 years PQE (relevant Banking and Financial industry PQE of 6 years).
For Lead- 8 to 10 years PQE (relevant Banking and Financial industry PQE of 4 years).
Employment Type
Full-Time
Department / Functional Area
Report This Job
Disclaimer: Drjobpro.com is only a platform that connects job seekers and employers. Applicants are advised to conduct their own independent research into the credentials of the prospective employer.We always make certain that our clients do not endorse any request for money payments, thus we advise against sharing any personal or bank-related information with any third party. If you suspect fraud or malpractice, please contact us via contact us page.
