Operations Executive - CASS

What will you be doing

Were seeking a talented individual to join us as an Operations Executive - CASS in Glasgow. This is a varied role offering a really good overview of Operations and exposure to senior stakeholders and the leadership team.

The Operational Excellence & CASS Oversight Director is charged with oversight of the groups client money and asset controls and processes. The CASS team as a whole is responsible for ensuring that the groups regulated entities are compliant with the FCAs Client Asset (CASS) regulations. Operations Executives within the team perform a key role in assisting the team achieve this objective.

As an Operations Executive - CASS your responsibilities will include among others:

• Assisting in logging and investigating CASS breaches within the business and preparing trend analysis of the groups monthly CASS breach numbers
• Assisting in the delivery of the firms internal review programme and external CASS audits
• Assisting in the performance of the annual due diligence of the firms sub-custodian and preparing first drafts of due diligence reports
• Assisting in the drafting of papers for the firms governance and oversight committees
• Assisting in the organisation and delivery of the Groups CASS training programme
• Completing first reviews of regulatory returns submitted to the FCA
• Assisting in the organisation of the monthly CASS Oversight Committee packs and preparing a first draft of the minutes of this meeting

Qualifications :

Skills and Experience

To be successful in this role you should:

• Demonstrable interest in financial services
• Working knowledge of Microsoft Office packages: Minimum basic level Word and intermediate level Excel
• Strong interpersonal skills are essential with the ability to communicate well both written and verbally to senior audiences
• Demonstrate ability to understand and summarise complex information in a professional and concise manner and solve problems quickly with high levels of accuracy and attention to detail
• Ability to organise workloads effectively and meet tight deadlines with a flexible approach to team priorities
• Responding to queries from both internal and external parties in a timely manner and providing a high level of customer service both internally and externally

Desired:

• Prior CASS experience is desirable but not essential
• Experience gained within a financial services institution especially in Operations is advantageous but not essential
• Relevant professional qualifications e.g. CISI Investment Operations Certificate desirable but not essential

Additional Information :

As a colleague here at Evelyn Partners you will have access to benefits that include:

• Competitive salary
• Private medical insurance
• Life assurance
• Pension contribution
• Hybrid working model (role dependant)
• Generous holiday package
• Option to purchase additional holiday
• Shared parental leave

We are proud to value the differences that a diverse workforce brings representative of society and our clients. At Evelyn Partners we have a wide range of highly active employee resource groups and were delivering multiple diversity equity and inclusion initiatives across the organisation. It is our commitment to provide a workspace where all colleagues regardless of identity background or circumstance feel respected as individuals and feel that they can achieve their full potential and work in a safe supportive and inclusive environment.

We are happy to make any reasonable adjustments to accommodate for your needs throughout the application process. Please let your Recruiter know.

Remote Work :

No

Employment Type :

Full-time