RCM Compliance Manager

What is the opportunity

The Compliance Manager will be responsible for supporting the ongoing management governance and reporting processes of the RCM (Regulatory Compliance Management) program for Europe across the two segments (CM & WM) and their lines of business in the region and ensure that RBC Europes RCM remains current accurate and consistent with approach taken as part of the global RCM program. It will also provide oversight of the governance and reporting processes for other Asia Pacific RCM programs.

The role will provide support as required to the Compliance COO Europe and APAC in relation to other regulatory/compliance matters.

This position is full time and will require you to work a minimum of 4 days in the office per week with the option to work one day from home.

What will you do

• Provide ongoing support and assistance to the various European Compliance Teams (Compliance Oversight & Advice Teams Regulatory Developmenmt Team Monitoring & Testing Employee Compliance) and the 1LOD with the Control Standards and the Technology that relates to the 4 RCM pillars; Regulatory Content Risk Assessments Monitoring & Testing and Issues Management.
• Support the maintenance and updates to the Regulatory Content inventories for jurisdictions in Europe including the oversight and execution of change requests.
• Support the production of the RCM Governance Committee materials assist with the presentation and provide oversight by minuting the meetings.
• Support the development and enhancement of insightful reporting and metrics.
• Assisting the delivery of training answering ad hoc questions extracting and preparing reports facilitating discussions between Compliance teams liaising with Regional Compliance Teams and Enterprise Compliance.
• Support the maintenance and submission of user access to key Compliance tools and SharePoint.
• Liaise with the teams across Europe & APAC Compliance in order to support the inputs into Quarterly CCO Opinion reporting.

What do you need to succeed

Must-have

• Highly proficient with MS Excel VBA graphing pivoting formulae
• Highly proficient with PowerPoint simplifying and distilling information to develop high impact presentations.
• Delivery focused comfortable with hard deadlines
• Ability to assimilate large amounts of information and get to the core of the issue
• Ability to build and maintain strong relationships with stakeholders at different levels within an organization
• Ability to conduct duties expediently multi-task in a fast paced environment aptitude for accuracy attention to detail and hands-on approach
• Proactive self-starter
• Comfortable dealing with ambiguity

Nice-to-have

• Experience of working in an investment bank or wealth / asset management firm
• Experience working as part of or in close conjunction with a Compliance team
• Working knowledge of European and UK regulatory environment
• Possess a Bachelors Degree from an accredited college or university

What is in it for you

We thrive on the challenge to be our best - progressive thinking to keep growing and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other reaching our potential making a difference to our communities and achieving success that is mutual.

• A comprehensive Total Rewards Program including bonuses flexible benefits and competitive compensation
• Leaders who support your development through coaching and managing opportunities
• Opportunities to work with the best in the field
• Ability to make a difference and lasting impact
• Work in a dynamic collaborative progressive and high-performing team
• A world-class training program in financial services.

Agency Notice

RBC Group does not accept agency resums. Please do not forward resums to our employees nor any other company location. RBC Group only pay fees to agencies where they have entered into a prior agreement to do so and in any event do not pay fees related to unsolicited resums. Please contact the Recruitment function for additional details

Job Skills

Additional Job Details

Note: Applications will be accepted until 11:59 PM on the day prior to the application deadline date above

Inclusion and Equal Opportunity Employment

At RBC we believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best effectively collaborate drive innovation and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect belonging and opportunity for all.