Job Title: IWM Business Management Associate
Experience: 4 -7 Years
Location: Mumbai
Skills:
- Good Knowledge of Capital Market products and asset classes (Fixed Income Equities Forex Derivatives)
- Excellent interpersonal and communication skills in building and maintaining strong relationships with key stakeholders and regional counterparts at senior levels
- Strong Analytical and Situational Problem solving skills.
- Good understanding of the Trade Lifecycle and various corporate functions along the Trade Life cycle
- Excellent MS Power-point Excel and Word skills Good project management skills - planning coordination/ senior management reporting
- Prior experience of driving initiatives in the IWM or Global Markets space.
- Ability to prioritize high volumes of deliverables across multiple disciplines working under pressure
Responsibilities:
- Business Governance & Risk
- Driving Business committee meetings platform and control oversight meetings follow-up on closure of action items. - External Asset Managers (EAM) / Introducers payment roll out with coordination from Operations and RMs.
- Business as usual on bespoke topics around Post Trip monitoring Post trade monitoring Suitability checks etc.
- Monitor and track Continuous Professional Development (CPD) hours for licensed staff.
- Provide assistance on business continuity management (BCM) matters
- Control and Conduct
- Ensuring adherence to business policies.
- Assist onshore teams in tracking and resolving Audit points and driving closure
- Logging Email Incidents coordinating and driving any self-identified issues Ops risk events etc to closure with appropriate action plans and controls.
- Partnering with Technology Operations Finance and other Corporate functions
- To provide support for UAT support for each change cycle schedule
- Co-ordinate changes in PRR Sales notification and monitoring of eventual client communication
- Assist in the management of E-platform
- Client Onboarding
- Internal Rationale & Portfolio Review (IRPQ) assessment and monitoring exercise of overdue attestation for client accounts supporting SG / HK teams.
- Vulnerable Clients (VC) monitoring and assessments done out of Powai.
- Initial name screening of prospects etc.
- Rolling Review for low & medium risk client profiles and several other adhoc topics.
for details connect
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IRPQ