drjobs IWM Business Management Analyst Associate

IWM Business Management Analyst Associate

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1 Vacancy
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Job Location drjobs

Mumbai - India

Monthly Salary drjobs

Not Disclosed

drjobs

Salary Not Disclosed

Vacancy

1 Vacancy

Job Description

Job Title: IWM Business Management Associate
Experience: 4 -7 Years
Location: Mumbai

Skills:

  • Good Knowledge of Capital Market products and asset classes (Fixed Income Equities Forex Derivatives)
  • Excellent interpersonal and communication skills in building and maintaining strong relationships with key stakeholders and regional counterparts at senior levels
  • Strong Analytical and Situational Problem solving skills.
  • Good understanding of the Trade Lifecycle and various corporate functions along the Trade Life cycle
  • Excellent MS Power-point Excel and Word skills Good project management skills - planning coordination/ senior management reporting
  • Prior experience of driving initiatives in the IWM or Global Markets space.
  • Ability to prioritize high volumes of deliverables across multiple disciplines working under pressure

Responsibilities:

  • Business Governance & Risk
    • Driving Business committee meetings platform and control oversight meetings follow-up on closure of action items. - External Asset Managers (EAM) / Introducers payment roll out with coordination from Operations and RMs.
    • Business as usual on bespoke topics around Post Trip monitoring Post trade monitoring Suitability checks etc.
    • Monitor and track Continuous Professional Development (CPD) hours for licensed staff.
    • Provide assistance on business continuity management (BCM) matters
  • Control and Conduct
    • Ensuring adherence to business policies.
    • Assist onshore teams in tracking and resolving Audit points and driving closure
    • Logging Email Incidents coordinating and driving any self-identified issues Ops risk events etc to closure with appropriate action plans and controls.
  • Partnering with Technology Operations Finance and other Corporate functions
    • To provide support for UAT support for each change cycle schedule
    • Co-ordinate changes in PRR Sales notification and monitoring of eventual client communication
    • Assist in the management of E-platform
  • Client Onboarding
    • Internal Rationale & Portfolio Review (IRPQ) assessment and monitoring exercise of overdue attestation for client accounts supporting SG / HK teams.
    • Vulnerable Clients (VC) monitoring and assessments done out of Powai.
    • Initial name screening of prospects etc.
    • Rolling Review for low & medium risk client profiles and several other adhoc topics.

for details connect
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IRPQ

Employment Type

Full Time

Company Industry

About Company

50 employees
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