Dallas Internal Audit & Financial Advisory (Financial Services - Trust Audits) Manager

You Belong Here

The Protiviti Career provides opportunity to learn inspire and advance within a collaborative and inclusive culture. We hire curious individuals for whom learning is a passion. We lean into our mission: We Care. We Collaborate. We Deliver.

At every level we champion leaders who live our values of integrity inclusion innovation and commitment to success. Imagining our work as a journey we believe integrity guides our way inclusion moves us forward together innovation creates new destinations and our commitment to success empowers us to deliver on our vision to be the most trusted global consulting firm.

Where We Need You:

Protiviti is looking for an Internal Audit & Financial Advisory Manager focused on Trust Auditing to join our growing Financial Services team.

Protivitis Financial Services practice is widely recognized as a leading provider of consulting services across the three lines of defense for financial institutions. We empower our clients to be more effective and efficient in a way that is risk-sensitive regulatory compliant well controlled and enabled by leading technologies.

What You Can Expect:

As a Manager youll partner with our clients to solve complex business problems and provide impactful advice and solutions. Youll develop lasting relationships with client personnel and further these relationships through quality product delivery. Youll foster a network within the business community and serve as an ambassador of Protiviti in the market.You will also be a mentor trainer and coach to Consultants and Senior Consultants as you facilitate the successful completion of project work plans. By focusing on clients and engagements in the financial services industry youll partner with highly regulated clients and deepen your expertise in financial services regulations.

What Will Help You Be Successful:

• You enjoy identifying areas of business and process risk and opportunities to improve efficiency increase performance and help clients manage risk.

• You are motivated to learn and interested in all things related to internal audit and business processes including the latest trends and developments.

• You are passionate about building relationships with clients and providing exceptional experiences.

• You have an inherent interest in project management and team leadership.

• You promote a positive team culture that fosters open communication among all engagement team members.

• You create development opportunities for others including participating in the creation and rollout of training and ways for your team to improve our clients and communities.

• You have interest in participating in the preparation of client proposals and strategies to win new business.

• You have interest in working with a diverse portfolio of clients across the financial services industry.

Do Your Talents Include the Following

Demonstrated experience with:

• Conducting risk-based audits of trust accounts fiduciary activities and internal controls to ensure compliance with federal and state banking regulations.

Ensuring adherence to applicable U.S. banking laws and trust-related regulations including:

• 12 CFR Part 9 Fiduciary Activities of National Banks

• Regulation 9 (Reg 9) Office of the Comptroller of the Currency (OCC) fiduciary standards

• Bank Secrecy Act (BSA) & Anti-Money Laundering (AML) requirements related to trust accounts

• Dodd-Frank Act provisions related to financial oversight and consumer protection

• ERISA (Employee Retirement Income Security Act) for employee benefit trust accounts

• Uniform Prudent Investor Act (UPIA) and Uniform Trust Code (UTC) for trust management best practices

• Sarbanes-Oxley Act (SOX) Section 404 Internal control compliance for publicly traded institutions

• Evaluating the adequacy and effectiveness of internal controls related to trust operations and fiduciary risk management.

• Conducting financial and operational audits to ensure trust accounts are managed in accordance with fiduciary standards and accounting frameworks (GAAP CIFRS etc.).

• Assessing financial reporting processes and validating compliance with CIFRS and other relevant accounting standards.

• Identifying audit findings regulatory compliance risks and operational inefficiencies and provide recommendations for corrective action.

• Preparing detailed audit reports with clear and concise findings recommendations and risk assessments.

• Monitoring regulatory changes affecting trust operations and recommend necessary adjustments to internal policies.

• Assisting in the development and execution of the annual audit plan.

• Evaluating summarizing organizing and interpreting data.

• Establishing and cultivating business relationships and a professional network including with senior executives.

• Ability to translate and communicate risk topics and audit issues to client personnel including executives.

• Leadership and direct supervisory experience of teams including conducting performance appraisals mentoring and coaching oversight and review of work coordination across teams and understanding how to motivate.

Your Educational and Professional Qualifications:

• Bachelors degree in a relevant discipline (e.g. Accounting Finance or business-related field).

• 5 years working in trust auditing consulting or related field either in professional services or within the financial services industry.

• Proficiency in Microsoft Office suite applications with specific emphasis on Word Excel and PowerPoint. Secondary emphasis on Visio and Access.

• Professional Certification such as CIFRS CIA or similar strongly preferred.

Our Hybrid Workplace

Protiviti practices a hybrid model which is a combination of working in person with a purpose and working remotely. This model creates meaningful experiences for our people and our clients while offering a flexible environment. The ratio of remote to in-person requirements varies by client project team and other business factors. Our people work both in-person in local Protiviti offices and on client sites which can include local or out-of-state travel based on our projects and client requests and commitments.

Protiviti is not registered to hire or employ personnel in the following states West Virginia Alaska

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