Senior Compliance Consultant
Senior Compliance Consultant
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Job Description
As a Senior Compliance Consultant youll be the goto expert for your clients building strong relationships and leading various projects like AML initiatives regulatory changes and compliance reviews. Youll also mentor junior colleagues helping them grow in their roles.
Your daytoday will involve conducting compliance assessments drafting and reviewing policies and preparing reports to ensure everything meets regulatory standards. Youll be the first point of contact for a portfolio of firms providing topnotch compliance support and addressing any feedback to keep your clients happy and compliant.
What Youll Do
- Provide responsive and relevant regulatory advice and solutions.
- Update clients on regulatory changes and how it impacts their business.
- Draft manuals and other compliance documentation for clients.
- Set up relevant policies procedures and working documentation for clients.
- Work with clients to devise bespoke riskbased monitoring programmes.
- Carry out regular compliance monitoring visits onsite with clients and subsequently write up working papers and compliance monitoring reports.
- Involvement in designing / running training courses.
- Build manage and develop client relationships.
- Deliver all aspects of compliance program including overseeing and reviewing the work of project team members.
- Actively contribute to building technical knowledge and compliance infrastructure on compliance matters relevant to clients
- Perform a broad scope of work during reviews of largest and most complex clients.
- Identify manage and/or support projects and internal initiatives (e.g. draft articles for industry publications participate in sales conduct or oversee research).
- Support and provide feedback to junior colleagues.
Qualifications :
What Youll Bring
- 4 years of financial services experience preferably in compliance consulting or inhouse at a regulated firm
- Practical understanding of FCA regulations especially for AIFMs and MIFIDPRU investment firms
- Strong knowledge of the FCA handbook and ability to implement regulatory solutions
- Excellent oral and written communication skills with ability to build and manage client relationships
- Experience in identifying opportunities and mentoring junior colleagues
Why Join Us
- Hybrid flexibility work from office 2 days a week.
- A supportive teamdriven environment with opportunities to grow.
- Benefits such as Pension scheme life cover income protection and many more.
If youre detailed oriented and thrive in a fastpaced setting wed love to hear from you!
At IQEQ we thrive on expertise collaboration and innovation. This isnt just a job its an opportunity to be a part of something bigger.
Additional Information :
At IQEQ we want you to reach your full potential. We offer an inclusive and diverse environment to support your career aspirations. With a strong emphasis on continuous learning and a holistic approach to your professional and personal development. We also offer opportunities across our service lines and our international network of offices.
Remote Work :
No
Employment Type :
Fulltime
Employment Type
Full-time
