Associate II Leverage Finance Nuveen Global Investment Operations The successful candidate will be an experienced energetic and contributing member of a highly driven group of professionals focused on settlements Loan and CLO Operations. This person will work as a part of a dynamic team in a rapidly growing Leveraged Loan and CLO trading environment. The individual is expected to possess strong problem solving and analytical skills as well as a thorough understanding of leveraged loan and CLO operations
Key Responsibilities and Duties- Complete various loan administration tasks including trade processing loan reconciliations and trade settlement.
- Assist Trustees Loan Administrators Legal Tax and Compliance with regards to trade confirmations allocations KYC documentation settlements metrics and industry initiatives.
- Communicate effectively with traders/business partners at all levels and build strong working relationships
- Support the settlement process of loan syndications secondary loan trades CLOs and restructures including funding and documentation matters.
- Research and respond to adhoc inquiries on discrepancies position breaks price
- Ensure adherence to compliance and regulatory requirements
- Reconciliation in BBG Aim for Bank loans & Leverage Loans.
- Work directly with IT or vendors to resolve any technical issues
- Ensure all process and audit trail documentation is uptodate at all times
- Perform yearly SOP review and process documents.
- Conduct process enhancement forums within team.
- Actively provide input to and implement process improvements
- Identify escalate and thereby proactively manage delivery risks
- Maintain and provide timely and accurate MI of process performance and risk
Educational Requirements- University (Degree) Preferred
Work Experience- 3 Years Required; 5 Years Preferred
Physical Requirements- Physical Requirements: Sedentary Work
Career Level 7IC
Related Skills
Business Analysis Business Process Improvement Business Process Understanding Collaboration Consultative Communication Negotiation Nuveen Products/Services Acumen Organizational Savviness Project Management Vendor / Partner Management
Company Overview
TIAA Global Capabilities was established in 2016 with a mission to tap into a vast pool of talent reduce risk by insourcing key platforms and processes as well as contribute to innovation with a focus on enhancing our technology stack. TIAA Global Capabilities is focused on building a scalable and sustainable organization with a focus on technology operations and expanding into the shared services business space.
Working closely with our U.S. colleagues and other partners our goal is to reduce risk improve the efficiency of our technology and processes and develop innovative ideas to increase throughput and productivity.
We are an Equal Opportunity Employer. TIAA does not discriminate against any candidate or employee on the basis of age race color national origin sex religion veteran status disability sexual orientation gender identity or any other legally protected status.
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Required Experience:
Exec