Compliance Analyst
Compliance Analyst
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Not Disclosed
Salary Not Disclosed
1 Vacancy
Job Description
Company Overview
Interactive Brokers Group Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich CT USA with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades known for our cuttingedge technology and client commitment.
IBKR affiliates provide global electronic brokerage services around the clock on stocks options futures currencies bonds and funds to clients in over 200 countries and territories. We serve individual investors and institutions including financial advisors hedge funds and introducing brokers. Our advanced technology competitive pricing and global market help our clients to make the most of their investments.
Barrons has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic multinational team and be a part of a company that simplifies and enhances financial opportunities using stateoftheart technology.
About Us:
ForecastEx LLC (a subsidiary of IBKR) is a CFTCregulated Designated Contract Market (DCM) and Derivatives Clearing Organization (DCO) offering innovative derivatives products to a growing customer base. As a subsidiary of Interactive Brokers Group we are committed to driving market innovation while maintaining strict compliance standards. Our team operates in a fastpaced dynamic environment constantly adapting to the evolving financial landscape.
Position Overview:
We are seeking a Compliance Analyst to join our growing team. In this role you will use data analysis tools to assist with realtime surveillance and investigations of ForecastExs markets. You will play a critical role in ensuring the integrity of our trading platforms and compliance with regulatory standards. As ForecastEx continues to grow this position offers significant opportunities for career advancement and skill development.
Please note that this position requires working atypical hours. Analysts will work three 12hour shifts per week Friday through Sunday.
Key Responsibilities:
- Perform data analysis as part of realtime surveillance of ForecastExs markets
- Conduct investigations including research and writing of detailed investigative reports
- Analyze various data sources to support the product development process and improve market offerings
- Collaborate with crossfunctional teams to ensure compliance with internal policies and external regulations
- Stay informed on industry trends and regulatory updates
Qualifications:
- No prior experience is required but a background in market surveillance or compliance is preferred
- Bachelors degree or equivalent
- Strong analytical and writing skills and attention to detail
- Must be able to workovernight and weekend hours
- Ability to work independently and manage time effectively in a fully remote setting
- Must reside in one of the following states: IL NY CA CT DC FL MA NC TX WI
- Must pass a background check
Benefits:
- Competitive salary
- Full benefits package including health dental vision and 401(k) match (fulltime only)
- Opportunities for growth in a dynamic expanding organization
Job Type: Fulltime
Expected hours: 36 per week
Benefits:
- 401(k) matching
- Dental insurance
- Flexible schedule
- Health insurance
- Paid time off
- Vision insurance
Schedule:
- 12hour shifts
- Holidays
- Overnight shift
- Weekends
Required Experience:
IC
Employment Type
Full Time
