Marketing Compliance Officer
Marketing Compliance Officer
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Job Description
At M&G our purpose is to give everyone real confidence to put their money to work.As an international savings and investments business with roots stretching back more than 170 years we offer a range of financial products and services through Asset Management Life and Wealth. All three operating segments work together to deliver attractive financial outcomes for our clients and superior shareholder returns.
Through our behaviours of telling it like it is owning it now and moving it forward together with care and integrity; we are creating an exceptional place to work for exceptional talent.
We will consider flexible working arrangements for any of our roles and also offer work place accommodations to ensure you have what you need to effectively deliver in your role.
The Role
Within the perimeter of the M&G Marketing division this role is primarily responsible for the delivery of compliant marketing communications created and managed across the Asset Management business in all the different markets and jurisdictions where M&G Investments operates. Part of the 1st line of defence framework this position can offer the opportunity to take on the role of a compliance officer while being part of the Marketing division within the M&G Asset Management Marketing Communications Compliance Team.
Key Responsibilities:
- Manage reviews and approvals of Marketing Communications for Asset Management to ensure delivery of clear consistent and appropriate communications to customers and stakeholders.
- Conduct quality assurance of the communications approved by Asset Management staff on a delegated basis (Business Approvals) to ensure adherence to the Marketing Compliance Control Framework.
- Develop wider financial promotions and marketing communications regulatory knowledge within a regulated environment using your skills and business knowledge to apply sound judgement.
- Support the team in the delivery of ongoing continuous improvements to strengthen the control environment drawing on creativity and digital agility to find opportunities to work in easier ways. Demonstrate critical thinking skills using data and other sources of information to prompt ongoing improvements.
- Accountable for delivering a quality service and product to customers and stakeholders in particular M&G Investments Marketing division
- Runs the organisations processes and systems following predefined procedures
- Adapts to change responds with initiative and make suggestions for improvements to own work and processes
- Work collaboratively with others providing clear and actionable feedback to expedite the approval process.
Key Knowledge Skills & Experience:
- Must be fluent in both English and Spanish (either native speaker or through qualifications). Additional language skills will be a plus
- Initial experience of working in a regulated environment ideally within asset management business (desirable). Previous experience in compliance and/or marketing will be a plus.
- Basic understanding of key compliance and legislative requirements around financial promotion data social media privacy security and communication standards.
- Excellent verbal written and influencing skills in person and remotely.
- Educated to degree level (or equivalent)
- Relevant industry qualification in a related compliance or legal discipline desirable.
Work Level: Colleague
Recruiter: Hannah Curtis
We have a diverse workforce and an inclusive culture at M&G plc underpinned by our policies and our employeeled networks who provide networking opportunities advice and support for the diverse communities our colleagues represent. Regardless of gender ethnicity age sexual orientation nationality disability or long term condition we are looking to attract promote and retain exceptional people. We also welcome those who take part in military service and those returning from career breaks.
Ifyou need assistanceor an alternative means of applying for a role due to a disability or additional needpleaselet usknow by contacting us at:
Required Experience:
Unclear Seniority
Employment Type
Full-Time
