Compliance Officer
Compliance Officer
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Not Disclosed
Salary Not Disclosed
1 Vacancy
Job Description
Location: Constantia Cape Town
Are you a detailoriented compliance professional ready to make an impact in the financial services industry Were looking for a Compliance Officer to join our team in Constantia Cape Town. If you have 5 years of experience an FSCA compliance officer registration and a passion for regulatory excellence we want to hear from you! This role offers the chance to work in a dynamic environment ensuring adherence to key regulations and driving compliance initiatives across the business. Apply now and take the next step in your career!
Requirements:
- Experience: 5 years in financial services (preferably within the CIS environment)
- Qualification: Relevant qualification (e.g. law or financial degree)
- Compliance Registration: FSCA registered compliance officer with RE1 exam
- Skills:
- Indepth knowledge of FICA CISCA FAIS ASISA codes
- Strong communication and presentation skills
- Analytical accuracy and attention to detail
- Ability to work independently under pressure
- Excellent Microsoft Office knowledge
Responsibilities:
- Compile compliance and statistical reports for the business clients and regulators.
- Implement and maintain the compliance risk management and monitoring plan including AML compliance monitoring.
- Monitor and analyze primary legislation impacting the business.
- Interpret and implement new legislation.
- Review all marketing material in accordance with Board Notice 92.
- Address compliance queries from the business.
- Manage compliance projects from start to finish.
- Ensure application of TCF outcomes.
- Maintain FAIS compliance procedures and manuals.
- Manage the key individual/representative register.
- Monitor and report on all FAIS matters to the business and regulator.
Required Experience:
Unclear Seniority
Employment Type
Full-Time
