Risk Compliance Officer

Job overview: Our client an esteemed Asset Management Firm is actively seeking a seeking a diligent and experienced Risk & Compliance Officer to join their team. The ideal candidate will be responsible for overseeing and implementing effective risk management and compliance programs to ensure adherence to regulatory requirements and industry standards.

Responsibilities

Ensure all investments are within the risk tolerance set for the specific portfolios (or within the guidelines of the Trust Deed for registered Collective Investment Funds)

Monitor client deposits to ensure compliance with antimoney laundering (AML) regulations.

Prepare and dispatch periodic AML/CFT (AntiMoney Laundering/Combating the Financing of Terrorism) reports ensuring adherence to regulatory requirements.

Prepare and submit periodic returns to regulatory bodies such as the Securities and Exchange Commission (SEC) in a timely manner.

Strive for zero regulatory infractions and fines by maintaining strict compliance with applicable laws and regulations.

Review and update internal processes and procedures to align with changes in regulatory requirements and industry standards.

Oversee compliance with the companys internal policies and procedures ensuring consistency and adherence across all departments.

Prepare comprehensive Risk Management & Compliance reports on a monthly basis providing insights into key risk metrics and compliance activities.

Maintain accurate records and documentation of all compliancerelated activities and communications.

Facilitate communication and cooperation with regulators responding to inquiries and requests in a timely and professional manner.

Conduct regular reviews of bank reconciliation statements and internal control reports to ensure accuracy transparency and adherence to established financial protocols.

Requirements

Requirements:

Bachelors degree (minimum 2nd Class Upper) or HND (Upper Credit) in Risk Management Finance or related field; a Masters degree or professional qualification is advantageous.

Minimum of 5 years experience in risk and compliance in an investment management company a capital markets firm or a bank

Preferably registered with the Securities and Exchange Commission (SEC) as a sponsored individual.

Excellent knowledge of rules and regulations issued by SEC NGX CBN NFIU and other agencies that regulate the Investment Management Industry

Excellent analytical skills with the ability to assess risks and identify compliance issues.

Effective communication and interpersonal skills with the ability to interact confidently with regulators and internal stakeholders.

Detailoriented with strong organizational and documentation skills.

Ability to work independently and collaboratively within a team environment.