FINRA

This Associate Principal Analyst position within the Surveillance and Market Intelligence section of Regulatory Operations Surveillance is responsible for conducting routine surveillance reviews of moderate to high complexity to identify unusual market activity for evidence of violat

This Associate Principal Analyst position within the Surveillance and Market Intelligence section of Regulatory Operations Surveillance is responsible for conducting routine surveillance reviews of moderate to high complexity to identify unusual market activity for evidence of violat

The Senior Director of the Testing and Risk Optimization team in Surveillance Optimization and Innovation is a key member of Regulatory Operations leadership team and is responsible for overseeing the execution of the strategic direction of their section. This includes directing the s

The Senior Director of the Testing and Risk Optimization team in Surveillance Optimization and Innovation is a key member of Regulatory Operations leadership team and is responsible for overseeing the execution of the strategic direction of their section. This includes directing the s

About the RoleJoin FINRAs Risk Monitoring team and play a meaningful role in protecting investors and maintaining market integrity. As a Senior Risk Monitoring Analyst youll work at the forefront of financial regulatory oversight engaging directly with complex high-profile member fir

About the RoleJoin FINRAs Risk Monitoring team and play a meaningful role in protecting investors and maintaining market integrity. As a Senior Risk Monitoring Analyst youll work at the forefront of financial regulatory oversight engaging directly with complex high-profile member fir

About the RoleThis is a rare opportunity to sit at the intersection of financial markets regulatory policy and product strategy at one of the most influential organizations in the U.S. securities industry. As Director Transparency Services OTC Equities you will own the business and P

About the RoleThis is a rare opportunity to sit at the intersection of financial markets regulatory policy and product strategy at one of the most influential organizations in the U.S. securities industry. As Director Transparency Services OTC Equities you will own the business and P

The Senior Principal Investigator in Crypto Asset Investigations (CAI) conducts high-complexity investigations into crypto asset activities of FINRA member firms and their associated persons; provides subject matter expertise to Regulatory Operations staff on crypto asset matters and

The Senior Principal Investigator in Crypto Asset Investigations (CAI) conducts high-complexity investigations into crypto asset activities of FINRA member firms and their associated persons; provides subject matter expertise to Regulatory Operations staff on crypto asset matters and

Under limited supervision this role partners with internal stakeholders to understand business requirements and manage the process for evaluating pricing and competitively sourcing goods and services. This role tracks and supports complex contractual transactions ensuring timely and a

Under limited supervision this role partners with internal stakeholders to understand business requirements and manage the process for evaluating pricing and competitively sourcing goods and services. This role tracks and supports complex contractual transactions ensuring timely and a

This position is responsible for supporting and administering Total Rewards (Compensation and Benefits) programs and the systems that enable them. The role partners with managers employees and HR colleagues to deliver high-quality Total Rewards services ensure program compliance and d

This position is responsible for supporting and administering Total Rewards (Compensation and Benefits) programs and the systems that enable them. The role partners with managers employees and HR colleagues to deliver high-quality Total Rewards services ensure program compliance and d

About FINRAFINRA (the Financial Industry Regulatory Authority) is a not-for-profit self-regulatory organization dedicated to protecting investors and ensuring the integrity of Americas financial markets. We oversee brokerage firms and their registered representatives working every day

About FINRAFINRA (the Financial Industry Regulatory Authority) is a not-for-profit self-regulatory organization dedicated to protecting investors and ensuring the integrity of Americas financial markets. We oversee brokerage firms and their registered representatives working every day

This Senior Principal Investigator Crypto Asset Investigations Blockchain Technology serves as a FINRA expert applying specialized knowledge of crypto assets blockchains smart contracts and other onchain technologies and crypto asset compliance to address complex regulatory challenge

This Senior Principal Investigator Crypto Asset Investigations Blockchain Technology serves as a FINRA expert applying specialized knowledge of crypto assets blockchains smart contracts and other onchain technologies and crypto asset compliance to address complex regulatory challenge

About FINRAFINRA (the Financial Industry Regulatory Authority) is a not-for-profit self-regulatory organization dedicated to protecting investors and ensuring the integrity of Americas financial markets. We oversee brokerage firms and their registered representatives working every day

About FINRAFINRA (the Financial Industry Regulatory Authority) is a not-for-profit self-regulatory organization dedicated to protecting investors and ensuring the integrity of Americas financial markets. We oversee brokerage firms and their registered representatives working every day

This position provides operational and analytical support for FINRAs management of criminal justice information (CJI) as required by the Federal Bureau of Investigations (FBIs) Criminal Justice Information Services (CJIS) including the CJIS Security Policy (FBI Policy) and applicable

This position provides operational and analytical support for FINRAs management of criminal justice information (CJI) as required by the Federal Bureau of Investigations (FBIs) Criminal Justice Information Services (CJIS) including the CJIS Security Policy (FBI Policy) and applicable

This position provides operational and analytical support for FINRAs management of criminal justice information (CJI) as required by the Federal Bureau of Investigations (FBIs) Criminal Justice Information Services (CJIS) including the CJIS Security Policy (FBI Policy) and applicable

This position provides operational and analytical support for FINRAs management of criminal justice information (CJI) as required by the Federal Bureau of Investigations (FBIs) Criminal Justice Information Services (CJIS) including the CJIS Security Policy (FBI Policy) and applicable

Member Firm Experiences (MFE) responsibilities include planning and implementing conferences events and other industry education initiatives on rules key topics and FINRA initiatives; working to provide opportunities for the industry to network with peers and FINRA staff; and working

Member Firm Experiences (MFE) responsibilities include planning and implementing conferences events and other industry education initiatives on rules key topics and FINRA initiatives; working to provide opportunities for the industry to network with peers and FINRA staff; and working

Under general supervision the Staff Software Engineer assists in developing software products and works on improving the overall quality of the product throughout the software development life cycle.Essential Job Functions: Works on problems of moderate scope where analysis of situati

Under general supervision the Staff Software Engineer assists in developing software products and works on improving the overall quality of the product throughout the software development life cycle.Essential Job Functions: Works on problems of moderate scope where analysis of situati

The Lead Data Scientist for Market Regulation Technology will work to establish and institutionalize data science and machine learning best practices as FINRA moves to ML based pattern development. The development product for this move will be the creation of the Dynamic Surveillance

The Lead Data Scientist for Market Regulation Technology will work to establish and institutionalize data science and machine learning best practices as FINRA moves to ML based pattern development. The development product for this move will be the creation of the Dynamic Surveillance

Under general supervision the Staff Software Engineer assists in developing software products and works on improving the overall quality of the product throughout the software development life cycle.Essential Job Functions:Works on problems of moderate scope where analysis of situatio

Under general supervision the Staff Software Engineer assists in developing software products and works on improving the overall quality of the product throughout the software development life cycle.Essential Job Functions:Works on problems of moderate scope where analysis of situatio

The Administrative Assistant III performs a wide variety of tasks such as typing formatting and editing correspondence and reports; organizing and correcting computer-based records and files; organizing and preparing materials for use in presentations; scheduling meetings and events;

The Administrative Assistant III performs a wide variety of tasks such as typing formatting and editing correspondence and reports; organizing and correcting computer-based records and files; organizing and preparing materials for use in presentations; scheduling meetings and events;

The Associate Specialist in the FINRA Support Center is responsible for working with internal and external constituents to provide specialized technical support to Industry Members. The Associate Specialist applies analytical skills to conduct research and coordinate processing of re

The Associate Specialist in the FINRA Support Center is responsible for working with internal and external constituents to provide specialized technical support to Industry Members. The Associate Specialist applies analytical skills to conduct research and coordinate processing of re

Under general supervision the senor specialist technology communications role helps shape how employees across the Technology organization experience information connection and change. This role contributes to high-visibility initiatives that improve communications and digital experie

Under general supervision the senor specialist technology communications role helps shape how employees across the Technology organization experience information connection and change. This role contributes to high-visibility initiatives that improve communications and digital experie

The Associate Director Strategic Communications is a key member of the Corporate Communications team supporting various corporate and business units. Under general direction of the Corporate Communications leadership team this role plans and executes multi-channel communications initi

The Associate Director Strategic Communications is a key member of the Corporate Communications team supporting various corporate and business units. Under general direction of the Corporate Communications leadership team this role plans and executes multi-channel communications initi