Order Room ETF Trading Support, Assistant Vice President

Order Room ETF Trading Support - Assistant Vice President
South Jordan Utah/Purchase New York

Job Profile:

Overview:
Were seeking someone to join our team as an AVP in Trading Operations to support order handling routing and risk management for client trading activity across US equities listed options futures and crypto. This is an opportunity to join a team responsible for day-to-day trade and order management as well as the regulatory and risk management controls that support a scalable trading environment for self-directed brokerage clients.

This role is well suited for someone who enjoys working close to the markets solving time-sensitive trading and operational issues and partnering across Legal Compliance Risk and Technology to support superior client and regulatory outcomes.

What Youll Do in the Role:

• Support day-to-day Trading Operations activities for a dynamic high-volume brokerage environment covering US equities listed options futures and crypto.

• Assist with order handling routing broker review manual order entry trade inquiry escalation and exception resolution applying sound analytical judgment to protect clients the Firm and the markets.

• Support risk management processes related to SEC Rule 15c3-5 market access controls including pre-trade controls broker review workflows system rejected orders aggregate limits entitlement reviews and related documentation.

• Contribute to best execution and order routing governance through execution quality reviews market center analysis operational risk management procedures and leadership reporting.

• Partner with colleagues across Legal Compliance Risk Technology Product Operations Client Service market centers and vendors to investigate issues implement enhancements and support new or evolving trading capabilities.

• Help maintain written procedures desktop procedures checklists evidence retention and audit-ready documentation as part of the teams control regime.

• Analyze trading system activity execution data order rejects market access controls trading halts order marking trade reporting corporate action impacts and other operational risk indicators.

• Identify risk in day-to-day processes and help drive automation control enhancements reporting improvements and operational efficiencies across Trading Operations workflows.

• Build subject matter expertise in E*TRADE trading platforms order management and execution management systems brokerage middle-office processes and evolving market structure topics.

• Demonstrate sound judgment strong accountability and clear communication in a collaborative team culture focused on risk management client experience and continuous > At least 5 years of financial services experience ideally with direct exposure to brokerage trading trade support securities operations market structure or other roles involving securities markets.

• Subject matter expertise in the business area supported including working knowledge of US equities listed options futures and/or crypto markets; experience across multiple asset classes is strongly preferred.

• Familiarity with order entry order routing execution quality trade reporting broker review market access controls best execution and regulatory obligations impacting broker-dealers.

• Experience using or supporting OMS/EMS platforms trading tools market data platforms brokerage middle-office systems or related operational workflows.

• Ability to establish clear goals and priorities and address non-standard issues within area of expertise with minimal guidance and supervision.

• Ability to recognize risk in day-to-day processes draw out key issues and contribute to process improvements while ensuring control is never compromised.

• Proven ability to manage competing priorities coordinate across teams and drive issues to resolution with a strong sense of ownership.

• Excellent verbal and written communication skills including the ability to explain trading operational and regulatory topics to stakeholders across business control and technology functions.

• Strong Microsoft Office skills particularly Excel and PowerPoint; experience with data analysis reporting workflow documentation or process automation is a plus.

• A culture carrier who embraces the Firms core values.

• Series 7 and Series 63; Series 57 a plus.

What You Can Expect from Morgan Stanley:

• At Morgan Stanley we advise originate trade manage and distribute capital for people governments and institutions always with a standard of excellence and guided by our core values.

• Exposure to a fast-moving multi-asset trading environment spanning equities options futures and crypto with direct visibility into market structure and regulatory risk management.

• A collaborative inclusive culture that values diverse perspectives and rewards initiative integrity and sound judgment.

• Attractive employee benefits including retirement health and wellbeing packages for you and your family to help you plan for your future.

• Opportunities for continuous learning and development along with exposure to senior leaders across Trading Operations Compliance Legal Risk and Technology.

Morgan Stanley is an equal opportunity employer committed to providing a diverse and inclusive workplace and encourages qualified candidates of all backgrounds experiences and abilities to apply. Morgan Stanley is committed to working with and providing reasonable accommodations to individuals with disabilities.

WHAT YOU CAN EXPECT FROM MORGAN STANLEY:

At Morgan Stanley we raise manage and allocate capital for our clients helping them reach their goals. We do it in a way thats differentiated and weve done that for 90 years. Our values - putting clients first doing the right thing leading with exceptional ideas committing to diversity and inclusion and giving back - arent just beliefs they guide the decisions we make every day to do whats best for our clients communities and more than 80000 employees in 1200 offices across 42 countries. At Morgan Stanley youll find an opportunity to work alongside the best and the brightest in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey offering some of the most attractive and comprehensive employee benefits and perks in the industry. Theres also ample opportunity to move about the business for those who show passion and grit in their work.

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Morgan Stanley is an equal opportunity employer committed to building and maintaining a workforce that is diverse in experience and background. Our recruiting efforts reflect our strong commitment to a culture of inclusion where individuals are hired developed and advanced based on their skills and talents.

Our workforce reflects a broad cross-section of the global communities in which we operate bringing a variety of backgrounds talents perspectives and experiences.

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