Compliance Management Jobs in USA

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Trade Surveillance Vice President

Morgan Stanley

profile Spring Valley - USA

Were seeking someone to join our team as a Vice President that will partner closely with global surveillance colleagues and stakeholders across Compliance Legal Business Unit Risk Operations and Technology to support the ongoing development and execution of the surveillance program across products m...

4 days ago
Full Time

Director, Risk & Assurance Partner (healthcare Com...

Novartis

profile East Hanover - USA

BandLevel 6Job Description SummaryThe Director Risk and Assurance Partner will drive healthcare compliance risk management and assurance initiatives with a focus on maintaining and enhancing the U.S. risk and control register. This person will lead annual compliance risk assessments and deliver acti...

4 days ago
Full Time

Compliance Oversight Manager Real Estate Secured S...

Td Bank

profile Mount Laurel - USA

Work Location:Mount Laurel New Jersey United States of AmericaHours:40Pay Details:$91000 - $145600 USDTD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our...

4 days ago
Full Time

Ehs Director

Socotec

profile Dallas - USA

The EHS Director is responsible for developing implementing and maintaining the Companys environmental health and safety programs policies and procedures. This role requires a proactive and engaged individual who can work closely with all levels of employees to ensure a safe healthy and environmenta...

4 days ago
Full Time

Ehs Director

Socotec

profile Phoenix - USA

The EHS Director is responsible for developing implementing and maintaining the Companys environmental health and safety programs policies and procedures. This role requires a proactive and engaged individual who can work closely with all levels of employees to ensure a safe healthy and environmenta...

4 days ago
Full Time

Ehs Director

Socotec

profile Houston - USA

The EHS Director is responsible for developing implementing and maintaining the Companys environmental health and safety programs policies and procedures. This role requires a proactive and engaged individual who can work closely with all levels of employees to ensure a safe healthy and environmenta...

4 days ago
Full Time

Paralegal

Stream Realty

profile Dallas - USA

This position serves as a critical member of the Legal and Risk Management Department and is responsible for supporting a broad range of legal corporate governance compliance risk management and operational initiatives. The role requires exceptional attention to detail strong written and verbal comm...

4 days ago
Full Time

Compliance Director- Asset Management

Raymond James

profile Pinellas County - USA

Job Description SummaryUses extensive knowledge and skills obtained through education experience specialized training and/or certification in securities and/or investment advisory compliance to administer and manage investment advisory-related compliance functions for the firms Asset Management Ser...

5 days ago
Full Time

Compliance, Private Wealth Management (pwm) Compli...

Goldman Sachs

profile Chicago - USA

DescriptionGlobal Compliance Our division prevents detects and mitigates compliance regulatory and reputational risk across the firm and helps to strengthen the firms culture of compliance. Compliance accomplishes these through the firms enterprise-wide compliance risk management program. As an ind...

5 days ago
Full Time

Vp, Compliance Card Services & Cash Management

Fidelity

profile Smithfield - USA

Job Description:VP Compliance - Card Services & Cash ManagementNote: Fidelity will not provide immigration sponsorship for this position.The RoleThe VP Compliance position is a leadership role within the Wealth and Brokerage (W and B) Compliance team responsible for providing compliance leadership a...

5 days ago
Full Time

Portfolio Guideline Compliance – Investment Manage...

Morgan Stanley

profile New York City - USA

Morgan Stanley is a leading global financial services firm providing a wide range of investment banking securities investment management and wealth management services. The Firms employees serve clients worldwide including corporations governments and individuals from more than 1200 offices in 43 co...

5 days ago
Full Time

Manager, Quality Systems Compliance And Change Man...

Lifenet Health

profile Virginia Beach - USA

AT LIFENET HEALTH YOU ARE THE ADVANTAGEEvery day YOU help us to save lives restore health and bring hope to patients and families around the world. At LifeNet Health we cultivate growth innovation and collaboration where your contributions drive solutions that benefit humanity. Together we are unite...

5 days ago
Full Time

Director Of Compliance

Steerbridge

profile Vienna - USA

SteerBridge Strategies is a modern technology company delivering innovative missionfocused solutions to the U.S. Government and private sector. Leveraging deep expertise in federal acquisition digital transformation and emerging technologies we deliver agile commercialgrade capabilities that acceler...

5 days ago
Full Time

Director Of Compliance

Gulfside Career

profile Land O Lakes - USA

Reporting to the Chief Operating & Business Innovations Officer the Director of Compliance is responsible for administering and managing the facilitys Corporate Compliance Risk and Ethics Programs.This is a hybrid position based out of our Land O Lakes FL location. Candidates must be able to meet on...

5 days ago
Full Time

Vice President Compliance

Communityamerica Credit Union

profile Lenexa - USA

SummaryThe Vice President of Compliance is responsible for leading and overseeing the credit unions enterprisewide compliance management program for a complex nationwide credit union with a multi-billion-dollar asset base and ambitious growth objectives. This role ensures compliance with all applica...

5 days ago
Full Time

Tier Ii Asset Technician

Keenlogic

profile Alexandria - USA

KeenLogic is seeking a self-motivated and driven Tier II Help Desk Analyst and Asset Technicianwith the ability to work in a challenging consultative and collaborative team environment in Alexandria VA. This position is onsite and full-time Monday through Friday.Description:The successful candidate...

5 days ago
Full Time

Senior Associate, Product Compliance

Chime Financial

profile Chicago - USA

About the roleWe are hiring a Senior Associate to join our Product Compliance team to support Chimes products and services with a focus on payments and credit cards. As a Senior Associate you will help shape new and existing products by partnering closely with Product Engineering Operations Legal an...

5 days ago
Full Time

Tax And Compliance Manager

Atlas Healthcare Partners

profile Phoenix - USA

POSITION SUMMARYThe Tax and Compliance Manager plays a crucial role in overseeing and ensuring the organizations adherence to tax regulations and compliance requirements. This position requires a deep understanding of tax laws regulations and financial reporting as well as the ability to develop and...

5 days ago
Full Time

Industrial Project Manager

Alten Technology Usa

profile Kinston - USA

Were ALTEN Technology USA an engineering company helping clients bring groundbreaking ideas to lifefrom advancing space exploration and life-saving medical devices to building autonomous electric vehicles. With 3000 experts across North America we partner with leading companies in aerospace medical...

5 days ago
Contract

F&a Controller

Community Access Unlimited

profile Elizabeth - USA

Company DescriptionCommunity Access Unlimited (CAU) is dedicated to providing community access through effective and comprehensive support services for individuals with disabilities at-risk youth and people with affordable housing needs. The organization serves more than 3000 individuals per year in...

5 days ago
Full Time