Compliance Associate Jobs in New York City, NY

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Technical Product Manager Investment Compliance, A...

Blackrock

profile New York City - USA

About this roleAbout BlackRock:Are you interested in building innovative technology that crafts the financial markets Do you like working at the speed of a startup and solving some of the worlds most exciting challenges Do you want to work with and learn from hands-on leaders in technology and finan...

5 days ago
Full Time

Associate, National Ancillary Contracting

Oscar Health

profile New York City - USA

Hi were Oscar. Were hiring an Associate to join our National Ancillary contracting team.Oscar is the first health insurance company built around a full stack technology platform and a relentless focus on serving our members. We started Oscar in 2012 to create the kind of health insurance company we...

10 days ago
Contract

Senior Associate Compliance

Cerity Partners

profile New York City - USA

Cerity Partners is seeking a compliance professional that will play a key role in the oversight of the Firms trading activities to help ensure compliance with applicable regulations firm policies and client investment guidelines. This role focuses on identifying and mitigating risks related to marke...

11 days ago
Full Time

Manager, Compliance Culture (us)

Td Bank

profile New York City - USA

Work Location:New York New York United States of AmericaHours:40Pay Details:$91000 - $145600 USDTD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compen...

11 days ago
Full Time

Audit & Compliance Coordinator

City Of New York

profile New York City - USA

DCASs mission is to make City government work for all New Yorkers. From managing New York Citys most iconic courthouses and municipal buildings to purchasing over $1 billion annually in goods and services for more than 80 City agencies what we do ensures that all agencies can deliver on their miss...

13 days ago
Full Time

Investment Compliance Vp- Credit & Private Investm...

Origin Staffing

profile New York City - USA

A leading global investment platform with $100B AUM is seeking anInvestment Compliance Associate. This is a high-visibility role supporting the firms expanding private credit and private investment activity with the opportunity to sit close to the deal process and partner directly with investment pr...

18 days ago
Full Time

Compliance Associate

Man Group

profile New York City - USA

About Man GroupMan Group is a global alternative investment management firm focused on pursuing outperformance for sophisticated clients via our Systematic Discretionary and Solutions offerings. Powered by talent and advanced technology our single and multi-manager investment strategies are underpin...

27 days ago
Full Time

Trade Surveillance Data Quality Associate (sr. Com...

Td Bank

profile New York City - USA

Work Location:New York New York United States of AmericaHours:40Line of Business:CompliancePay Detail:$100000 - $135.000 USDTD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague...

30 days ago
Full Time

Associate Compliance (alternative Assets)

Iq-eq

profile New York City - USA

This role demands a high level of precision independent problem-solving and critical thinking with minimal delegation and a strong focus on quality and accuracy. The position supports the compliance team in developing implementing and testing regulatory programs for clients in the investment sector...

30+ days ago
Full Time

Registration Associate For The Division Of Adminis...

City Of New York

profile New York City - USA

About the Agency:The NYC Department Housing Preservation & Development (HPD) promotes quality and affordability in the citys housing and diversity and strength in the citys neighborhoods because every New Yorker deserves a safe affordable place to live in a neighborhood they love.- We maintain build...

30+ days ago
Full Time

Trade Surveillance Associate Fx (compliance) Td Se...

Td Bank

profile New York City - USA

Work Location:New York New York United States of AmericaHours:40Line of Business:CompliancePay Detail:$100000 - $135000 USDTD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague e...

30+ days ago
Full Time

Manager, Investment Compliance Credit & Private In...

Origin Staffing

profile New York City - USA

Manager Investment Compliance Private Deals / Control RoomNew York NY (Hudson Yards) Hybrid (2/3 schedule)A leading global investment platform with $100B AUM is seeking anInvestment Compliance Associateto join its growing New York office. This is a high-visibility role supporting the firms expandi...

30+ days ago
Full Time

Compliance Associate – Credit & Private Investment...

Origin Staffing

profile New York City - USA

Associate Investment Compliance Private Deals / Control RoomNew York NY (Hudson Yards) Hybrid (2/3 schedule)A leading global investment platform with $100B AUM is seeking anInvestment Compliance Associateto join its growing New York office. This is a high-visibility role supporting the firms expan...

30+ days ago
Full Time

Trade Surveillance Associate Fixed Income (complia...

Td Bank

profile New York City - USA

Work Location:New York New York United States of AmericaHours:40Line of Business:CompliancePay Detail:$100000 - $135000 USDTD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague e...

30+ days ago
Full Time

Corporate Compliance Associate

Fanduel

profile New York City - USA

THE POSITIONOur roster has an opening with your name on itFanDuel is looking to add a Corporate Compliance Associate to the team. As a Corporate Compliance Associate youll help to operationalize our core programs including Code of Conduct Conflicts of Interest Anti-Bribery and Corruption Compliance...

30+ days ago
Full Time

Sr. Compliance Officer Monitoring & Testing (assoc...

Td Bank

profile New York City - USA

Work Location:New York New York United States of AmericaHours:40Line of Business:CompliancePay Detail:$100000 - $135000 USDTD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague e...

30+ days ago
Full Time

Sr. Compliance Officer Monitoring & Testing (assoc...

Td Bank

profile New York City - USA

Work Location:New York New York United States of AmericaHours:40Line of Business:CompliancePay Detail:$100000 - $130000 USDTD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague e...

30+ days ago
Full Time

Budget Compliance Associate

City Of New York

profile New York City - USA

The New York City Department of Youth and Community Development (DYCD) invests in a network of community-based organizations and programs to alleviate the effects of poverty and to provide opportunities for New Yorkers and communities to flourish.The Budget Review & Implementation of Contracts (BRIC...

30+ days ago
Full Time