Compliance Associate Jobs in New York City, NY
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Manager, Compliance Trade Surveillance
Td Bank
Work Location:New York New York United States of AmericaHours:40Line of Business:CompliancePay Detail:$140000 - $180000 USDTD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague e...
Account Executive
Arch
Our CompanyArch is a Series B financial technology company that automates the management of private investments improving access understanding and the human experience of investing across asset classes.Private investments such as venture capital hedge funds and private equity make up roughly 25% of...
Senior Compliance Analyst
City Of New York
About the Agency:The New York City Department of Housing Preservation Development (HPD) promotes quality and affordability in the citys housing and diversity and strength in the citys neighborhoods because every New Yorker deserves a safe affordable place to live in a neighborhood they love.- We mai...
Compliance Associate
Man Group
About Man GroupMan Group is a global alternative investment management firm focused on pursuing outperformance for sophisticated clients via our Systematic Discretionary and Solutions offerings. Powered by talent and advanced technology our single and multi-manager investment strategies are underpin...
Trade Surveillance Data Quality Associate (sr. Com...
Td Bank
Work Location:New York New York United States of AmericaHours:40Line of Business:CompliancePay Detail:$100000 - $135.000 USDTD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague...
Associate Compliance (alternative Assets)
Iq-eq
This role demands a high level of precision independent problem-solving and critical thinking with minimal delegation and a strong focus on quality and accuracy. The position supports the compliance team in developing implementing and testing regulatory programs for clients in the investment sector...
Registration Associate For The Division Of Adminis...
City Of New York
About the Agency:The NYC Department Housing Preservation & Development (HPD) promotes quality and affordability in the citys housing and diversity and strength in the citys neighborhoods because every New Yorker deserves a safe affordable place to live in a neighborhood they love.- We maintain build...
Trade Surveillance Associate Fx (compliance) Td Se...
Td Bank
Work Location:New York New York United States of AmericaHours:40Line of Business:CompliancePay Detail:$100000 - $135000 USDTD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague e...
Compliance Professional
Marathon Asset Management Lp
OverviewMarathon Asset Management is seeking a compliance professional to join our Institutional Infrastructure team and support the continued growth of our global credit investment platform. This individual will report directly to the Chief Compliance Officer (CCO) and play a key leadership role in...
Manager, Investment Compliance Credit & Private In...
Origin Staffing
Manager Investment Compliance Private Deals / Control RoomNew York NY (Hudson Yards) Hybrid (2/3 schedule)A leading global investment platform with $100B AUM is seeking anInvestment Compliance Associateto join its growing New York office. This is a high-visibility role supporting the firms expandi...
Compliance Associate – Credit & Private Investment...
Origin Staffing
Associate Investment Compliance Private Deals / Control RoomNew York NY (Hudson Yards) Hybrid (2/3 schedule)A leading global investment platform with $100B AUM is seeking anInvestment Compliance Associateto join its growing New York office. This is a high-visibility role supporting the firms expan...
Trade Surveillance Associate Fixed Income (complia...
Td Bank
Work Location:New York New York United States of AmericaHours:40Line of Business:CompliancePay Detail:$100000 - $135000 USDTD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague e...
Corporate Compliance Associate
Fanduel
THE POSITIONOur roster has an opening with your name on itFanDuel is looking to add a Corporate Compliance Associate to the team. As a Corporate Compliance Associate youll help to operationalize our core programs including Code of Conduct Conflicts of Interest Anti-Bribery and Corruption Compliance...
Sr. Compliance Officer Monitoring & Testing (assoc...
Td Bank
Work Location:New York New York United States of AmericaHours:40Line of Business:CompliancePay Detail:$100000 - $135000 USDTD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague e...
Sr. Compliance Officer Monitoring & Testing (assoc...
Td Bank
Work Location:New York New York United States of AmericaHours:40Line of Business:CompliancePay Detail:$100000 - $130000 USDTD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague e...
Budget Compliance Associate
City Of New York
The New York City Department of Youth and Community Development (DYCD) invests in a network of community-based organizations and programs to alleviate the effects of poverty and to provide opportunities for New Yorkers and communities to flourish.The Budget Review & Implementation of Contracts (BRIC...
Compliance Associate & Associate Corporate Secreta...
Actus Consulting
Associate Compliance Associate & Associate Corporate SecretaryCorporate Operations - Manhattan New York (Hybrid)Functional Title: Compliance Associate & Associate Corporate SecretaryCorporate Title: AssociateDepartment: Corporate OperationsReports To: Senior Compliance OfficerOvertime Eligible (Y/N)...
Senior Associate- Regulatory Compliance (alternati...
Iq-eq
This position demands a high level of precision independent problem-solving and critical thinking with minimal delegation and a strong emphasis on accountability and follow-through. The role involves developing and testing compliance programs for clients in the alternative and traditional investment...
Head Of Compliance, Americas
Falconx
Who are weFalconX is a pioneering team of operators investors and builders committed to revolutionizing institutional access to the crypto markets. Operating at the intersection of traditional finance and cutting-edge technology FalconX addresses the industrys foremost challenges: Navigating the dig...
401(k) Compliance Associate
Betterment
About BettermentBetterment is a leading technology-driven financial services company that offers investing and retirement solutions for retail investors and investment advisors as well as financial wellness solutions including a 401(k) for small and medium-sized businesses. Our team is passionate ab...