Compliance Associate Jobs in New York City, NY

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Manager, Compliance Trade Surveillance

Td Bank

profile New York City - USA

Work Location:New York New York United States of AmericaHours:40Line of Business:CompliancePay Detail:$140000 - $180000 USDTD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague e...

17 hours ago
Full Time

Account Executive

Arch

profile New York City - USA

Our CompanyArch is a Series B financial technology company that automates the management of private investments improving access understanding and the human experience of investing across asset classes.Private investments such as venture capital hedge funds and private equity make up roughly 25% of...

2 days ago
Full Time

Senior Compliance Analyst

City Of New York

profile New York City - USA

About the Agency:The New York City Department of Housing Preservation Development (HPD) promotes quality and affordability in the citys housing and diversity and strength in the citys neighborhoods because every New Yorker deserves a safe affordable place to live in a neighborhood they love.- We mai...

3 days ago
Full Time

Compliance Associate

Man Group

profile New York City - USA

About Man GroupMan Group is a global alternative investment management firm focused on pursuing outperformance for sophisticated clients via our Systematic Discretionary and Solutions offerings. Powered by talent and advanced technology our single and multi-manager investment strategies are underpin...

3 days ago
Full Time

Trade Surveillance Data Quality Associate (sr. Com...

Td Bank

profile New York City - USA

Work Location:New York New York United States of AmericaHours:40Line of Business:CompliancePay Detail:$100000 - $135.000 USDTD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague...

6 days ago
Full Time

Associate Compliance (alternative Assets)

Iq-eq

profile New York City - USA

This role demands a high level of precision independent problem-solving and critical thinking with minimal delegation and a strong focus on quality and accuracy. The position supports the compliance team in developing implementing and testing regulatory programs for clients in the investment sector...

8 days ago
Full Time

Registration Associate For The Division Of Adminis...

City Of New York

profile New York City - USA

About the Agency:The NYC Department Housing Preservation & Development (HPD) promotes quality and affordability in the citys housing and diversity and strength in the citys neighborhoods because every New Yorker deserves a safe affordable place to live in a neighborhood they love.- We maintain build...

9 days ago
Full Time

Trade Surveillance Associate Fx (compliance) Td Se...

Td Bank

profile New York City - USA

Work Location:New York New York United States of AmericaHours:40Line of Business:CompliancePay Detail:$100000 - $135000 USDTD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague e...

24 days ago
Full Time

Compliance Professional

Marathon Asset Management Lp

profile New York City - USA

OverviewMarathon Asset Management is seeking a compliance professional to join our Institutional Infrastructure team and support the continued growth of our global credit investment platform. This individual will report directly to the Chief Compliance Officer (CCO) and play a key leadership role in...

29 days ago
Full Time

Manager, Investment Compliance Credit & Private In...

Origin Staffing

profile New York City - USA

Manager Investment Compliance Private Deals / Control RoomNew York NY (Hudson Yards) Hybrid (2/3 schedule)A leading global investment platform with $100B AUM is seeking anInvestment Compliance Associateto join its growing New York office. This is a high-visibility role supporting the firms expandi...

30 days ago
Full Time

Compliance Associate – Credit & Private Investment...

Origin Staffing

profile New York City - USA

Associate Investment Compliance Private Deals / Control RoomNew York NY (Hudson Yards) Hybrid (2/3 schedule)A leading global investment platform with $100B AUM is seeking anInvestment Compliance Associateto join its growing New York office. This is a high-visibility role supporting the firms expan...

30+ days ago
Full Time

Trade Surveillance Associate Fixed Income (complia...

Td Bank

profile New York City - USA

Work Location:New York New York United States of AmericaHours:40Line of Business:CompliancePay Detail:$100000 - $135000 USDTD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague e...

30+ days ago
Full Time

Corporate Compliance Associate

Fanduel

profile New York City - USA

THE POSITIONOur roster has an opening with your name on itFanDuel is looking to add a Corporate Compliance Associate to the team. As a Corporate Compliance Associate youll help to operationalize our core programs including Code of Conduct Conflicts of Interest Anti-Bribery and Corruption Compliance...

30+ days ago
Full Time

Sr. Compliance Officer Monitoring & Testing (assoc...

Td Bank

profile New York City - USA

Work Location:New York New York United States of AmericaHours:40Line of Business:CompliancePay Detail:$100000 - $135000 USDTD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague e...

30+ days ago
Full Time

Sr. Compliance Officer Monitoring & Testing (assoc...

Td Bank

profile New York City - USA

Work Location:New York New York United States of AmericaHours:40Line of Business:CompliancePay Detail:$100000 - $130000 USDTD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague e...

30+ days ago
Full Time

Budget Compliance Associate

City Of New York

profile New York City - USA

The New York City Department of Youth and Community Development (DYCD) invests in a network of community-based organizations and programs to alleviate the effects of poverty and to provide opportunities for New Yorkers and communities to flourish.The Budget Review & Implementation of Contracts (BRIC...

30+ days ago
Full Time

Compliance Associate & Associate Corporate Secreta...

Actus Consulting

profile New York City - USA

Associate Compliance Associate & Associate Corporate SecretaryCorporate Operations - Manhattan New York (Hybrid)Functional Title: Compliance Associate & Associate Corporate SecretaryCorporate Title: AssociateDepartment: Corporate OperationsReports To: Senior Compliance OfficerOvertime Eligible (Y/N)...

30+ days ago
Full Time

Senior Associate- Regulatory Compliance (alternati...

Iq-eq

profile New York City - USA

This position demands a high level of precision independent problem-solving and critical thinking with minimal delegation and a strong emphasis on accountability and follow-through. The role involves developing and testing compliance programs for clients in the alternative and traditional investment...

30+ days ago
Full Time

Head Of Compliance, Americas

Falconx

profile New York City - USA

Who are weFalconX is a pioneering team of operators investors and builders committed to revolutionizing institutional access to the crypto markets. Operating at the intersection of traditional finance and cutting-edge technology FalconX addresses the industrys foremost challenges: Navigating the dig...

30+ days ago
Full Time

401(k) Compliance Associate

Betterment

profile New York City - USA

About BettermentBetterment is a leading technology-driven financial services company that offers investing and retirement solutions for retail investors and investment advisors as well as financial wellness solutions including a 401(k) for small and medium-sized businesses. Our team is passionate ab...

30+ days ago
Full Time