Compliance Jobs in London
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Financial Services Tax & Law Us Global Compliance ...
Ey Consulting & Fabernovel
At EY were all in to shape your future with confidence.Well help you succeed in a globally connected powerhouse of diverse teams and take your career wherever you want it to go.Join EY and help to build a better working world.The opportunityOur London-based U.S. Tax practice continues to see strong...
Junior Compliance Analyst
Close Brothers Group
OVERALL SUMMARYJoin TrinityBridge ComplianceTeam where you will support and assist in the administration and reporting work of the Central Compliance team. Maintaining and managing all information data and records held within Compliance to ensure information is readily accessible searchable and up-t...
Compliance Advisory Executive
Tokio Marine Kiln Insurance
We have an opportunity for a Compliance Advisory Executive to join our Compliance team at Tokio Marine Kiln on a 12-month fixed-term contract. Reporting to the Compliance Operations Manager you will play a key role in supporting the delivery development and application of TMKs compliance framework....
Compliance, Gbm Private Compliance, Capital Soluti...
Goldman Sachs
DescriptionOUR IMPACT Our division prevents detects and mitigates compliance regulatory and reputational risk across the firm and helps to strengthen the firms culture of compliance. Compliance accomplishes these through the firms enterprise-wide compliance risk management program. As an independen...
Forward Deployed Engineer (80k 110k + Equity) At A...
Jack & Jill/external Ats
This is a job that Jill our AI Recruiter is recruiting for on behalf of one of our customers.She will pick the best candidates from Jacks networkThe next step is to speak to Jack.Forward Deployed EngineerSalary: 80K - 110K 0.30% - 0.50% EquityCompany Description: AI-driven financial compliance star...
Head Of Compliance Uk
Wise
Your mission: You will play a critical role in strengthening our compliance frameworks in the UK which is one of Wises largest markets. This strategic position will focus on uplift and strategic enhancement of Wises compliance frameworks and controls ensuring our continued compliance with UK regulat...
Senior Regulatory Compliance Manager Ai & Governan...
Wise
Were looking for a Senior Manager to join our Group Regulatory Compliance team. You will be based in our busy London headquarters and lead on governance for Wise Group Compliance with a particular focus on emerging AI regulation and support our regulatory processes in this space - both existing and...
Compliance, Equities Derivatives Compliance, Assoc...
Goldman Sachs
DescriptionOUR IMPACTGlobal Compliance manages the firms compliance regulatory and reputational risks by ensuring adherence to laws rules and regulations. We monitor trends and changes in regulations in all jurisdictions in which the firm does business and we develop and implement firmwide policies...
Security And Compliance Analyst
Dentons Students Recruitment
Department: TechnologyLocation: LondonDuration: Permanent Reports to: Head of Information Security UKIMEReference no.: 9424The TeamDentons Information Security Team sits at the heart of protecting the Firms reputation and strengthening client trust. We provide assurance confidence and credibility i...
Wealth Management Compliance Officer London Vice P...
Goldman Sachs
DescriptionSUMMARY:Goldman Sachs Global Compliance is dedicated to protecting the reputation of the firm managing risk and helping to advance the business of the firm. From global financial centers to important developing markets Global Compliance professionals interpret and ensure compliance with r...
Private Wealth Management Compliance Officer Marke...
Goldman Sachs
DescriptionSUMMARYThe Compliance role is based in London and will have a particular focus on capital markets equity structuring and managed strategies offering (including derivatives structured products new issues securities centrally managed strategies). Responsibilities will include providing prod...
Compliance Consultant, Regulatory Compliance
Iq-eq
Join our growing team as a Compliance Consultant where you will successfully manage and develop client relationships deliver client project work and be the first point of contact for a portfolio of firms providing ongoing compliance support. What you will do Youll build and manage strong client rela...
Senior Compliance Executive- Oversight & Assurance
Tokio Marine Kiln Insurance
We have the opportunity for a Senior Compliance Executive Oversight & Assurance to join our Compliance team at Tokio Marine Kiln. Reporting to the Compliance Manager Oversight & Manager you will support the delivery and maturity of TMKs oversight and assurance framework. You will also conduct assu...
Compliance Officer
Ocean Edge Executive Search
Compliance Officer Location: Uxbridge Middlesex Office-based Salary: up to 45000 per annum plus benefits Closing date: Thursday 26 February (12 noon) Compliance Officer We are working with an innovative for-profit housing association building high quality homes for shared ownership and affordable...
Financial Crime Compliance Apprentice
M&g Fa Limited
At M&G our purpose is to give everyone real confidence to put their money to work.As an international savings and investments business with roots stretching back more than 170 years we offer a range of financial products and services through Asset Management Life and Wealth. All three operating segm...
Compliance Senior Analyst
Legalandgeneral
Were looking for a Compliance Senior Analyst to join our Compliance Surveillance team within Asset this role youll help us uphold strong regulatory standards by delivering highquality oversight across our regulated entities. Working collaboratively with colleagues across the business youll contribu...
Financial Crimes Compliance Analyst
The Vanguard Group
The RoleWe are seeking a highly capable and analytically strong Financial Crime Compliance Analyst to play a critical role in safeguarding our European businesses against financial crime risks. Sitting within the AntiFinancial Crime (AFC) function this role holds significant responsibility for manag...
Senior Specialist – Financial Crime Compliance
The Vanguard Group
The RoleWe are seeking a highly capable and strategically minded Senior Specialist Financial Crime Compliance to play a pivotal role in safeguarding our European businesses against financial crime risks. This role sits within the AntiFinancial Crime function and carries significant responsibility f...
Legal And Compliance Senior Professional
Alixpartners
Why Join UsAt AlixPartners you will:Do work that truly mattersimpacting companies clients and communities during pivotal moments.Be part of a high-performing team of experts who value collaboration integrity and excellence.Grow your career in an environment that prioritizes challenging high-value an...
Compliance Officer Uk
Restore Talent Solutions
Role Overview We are seeking a detail-oriented and proactive Compliance Officer to join a fast-growing global fintech company specializing in trading and financial technology solutions. Based in the UK this role will play a key part in ensuring the firm operates in full compliance with UK regulator...