Assistant Compliance Officer Jobs in London

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Central & Operations Compliance Officer

Man Group

profile London - UK

About Man GroupMan Group is a global alternative investment management firm focused on pursuing outperformance for sophisticated clients via our Systematic Discretionary and Solutions offerings. Powered by talent and advanced technology our single and multi-manager investment strategies are underpin...

16 days ago
Full Time

Senior Compliance Officer

Trading212

profile London - UK

Our mission is to enable everyone to build wealthWe reinvent how trading and investing work by creating exceptional products people love.Fostering a culture of excellence and high velocity is the key to our success.Тoday we serve over 5 million clients with more than 30 billion in assets under manag...

23 days ago
Full Time

Marketing Compliance Officer German Speaking

M&g Fa Limited

profile London - UK

Our purpose is to give everyone real confidence to put their money to work. With a heritage dating back more than 175 years we have a long history of innovation in savings and investments combining asset management and insurance expertise to offer a wide range of solutions.Our two distinct operating...

28 days ago
Full Time

Compliance Officer

Close Brothers Group

profile London - UK

OVERALL SUMMARYJoin TrinityBridge Compliance Team where you will support and assist in the administration and reporting work of the Central Compliance team. Maintaining and managing all information data and records held within Compliance to ensure information is readily accessible searchable and up-...

30+ days ago
Full Time

Compliance Officer – Multi-site Independent School...

Marchant Recruitment

profile London - UK

A respected independent school group operating across multiple sites in North London is seeking a highly organised and detail-driven Governance & Compliance Officer to join its central administrative team. This organisation oversees both preparatory and senior school provision and is known for its s...

30+ days ago
Full Time

Wealth Management Compliance Officer London Vice P...

Goldman Sachs

profile London - UK

DescriptionSUMMARY:Goldman Sachs Global Compliance is dedicated to protecting the reputation of the firm managing risk and helping to advance the business of the firm. From global financial centers to important developing markets Global Compliance professionals interpret and ensure compliance with r...

30+ days ago
Full Time

Private Wealth Management Compliance Officer Marke...

Goldman Sachs

profile London - UK

DescriptionSUMMARYThe Compliance role is based in London and will have a particular focus on capital markets equity structuring and managed strategies offering (including derivatives structured products new issues securities centrally managed strategies). Responsibilities will include providing prod...

30+ days ago
Full Time

Compliance Officer

Ocean Edge Executive Search

profile London - UK

Compliance Officer Location: Uxbridge Middlesex Office-based Salary: up to 45000 per annum plus benefits Closing date: Thursday 26 February (12 noon) Compliance Officer We are working with an innovative for-profit housing association building high quality homes for shared ownership and affordable...

30+ days ago
Full Time

Compliance Officer Uk

Restore Talent Solutions

profile London - UK

Role Overview We are seeking a detail-oriented and proactive Compliance Officer to join a fast-growing global fintech company specializing in trading and financial technology solutions. Based in the UK this role will play a key part in ensuring the firm operates in full compliance with UK regulator...

30+ days ago
Full Time

Senior Compliance Officer – Advisory (12-month Ftc...

Interactive Brokers

profile London - UK

Company OverviewInteractive Brokers Group Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich CT USA with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades known for our cutting-edge technology and client commi...

30+ days ago
Contract

Recruitment Compliance Officer 12 Month Fixed Term...

Cleveland Clinic

profile London - UK

Our vision is to be the best place for healthcare anywhere and the best place to work in healthcare.We believe that every life deserves world class healthcare. Job SummarySalary: CompetitiveHours: 37.5hrs per weekLocation:40 Grosvenor Place London SW1X 7AWContract: 12-month Fixed...

30+ days ago
Full Time

Senior Compliance Officer

Evelyn Partners

profile London - UK

What will you be doing Were seeking a talented individual to join our Risk & Compliance team in London. Reporting to the Team Head you will provide regulatory input to support delivery of good client outcomes a compliant and risk aware culture and the Groups business model and strategy.As Senior Com...

30+ days ago
Full Time

Compliance Officer

Markel

profile London - UK

Looking for a role where you will have a meaningful contribution to Markels second line complianceIn your role as Compliance Officer Advisory business partner you will make a meaningful contribution to Markels second line compliance oversight. This role provides a great opportunity to develop and g...

30+ days ago
Full Time

Senior Compliance Officer (data Protection), 11 Mo...

Financial Times

profile London - UK

11 Month FTC - Mat CoverAbout UsThe Financial Times is one of the worlds leading news organisations globally recognised for its authority integrity and accuracy with a mission to deliver quality information and services worldwide.At the FT curiosity thrives and ambitious thinking is rewarded. Here y...

30+ days ago
Contract

Compliance Officer (trade & Transaction Regulatory...

Deloitte - Recruitment

profile London - UK

Compliance Officer (Trade & Transaction Regulatory Reporting)Start Date: ASAP for 6 months initially could potentially extendLocation: Central London HybridWorking Hours: Monday to Friday 9am to 5.30pmWe are currently looking for an experienced Compliance Officer with at least 2 years Trade and Tra...

30+ days ago
Full Time