Mathura SIvakumar

Performing comprehensive transaction monitoring to identify
and investigate suspicious activities, leading to a 20% reduction
in potential money laundering cases
• Conducting thorough reviews of suspicious activity report
referrals to the credit unions, oversee the monitoring of
transactions, and promptly investigate any potential red flags or
anomalies.
• Conducting Customer Due Diligence (CDD) and Enhanced Due
Diligence (EDD) reviews on high-risk clients, resulting in
improved risk assessment accuracy and reduced false positives.
• Expertise in sanctions screening, ensuring all customer
transactions comply with OFAC and other relevant sanctions
lists
• Maintaining effective internal controls related to compliance
matters. Regularly review and update policies and procedures
to reflect changes in regulations and industry best practices.
• Preparing, file, and maintain Suspicious Activity Reports ( SARs)
in adherence to regulatory requirements and internal policies.
• Collaborate with cross functional teams, including legal,
compliance and law enforcement, to investigate and resolve
AML cases efficiently.
• Developing and implement risk mitigation strategies, reducing
the banks exposure to AML risks by 15%
• Maintaining and update AML policies and procedures in line with
changing regulatory requirements.
• Conducting regular risk assessments to identify potential
compliance vulnerabilities and develop strategies to mitigate

Performing comprehensive transaction monitoring to identify and investigate suspicious activities, leading to a 20% reduction in potential money laundering cases
Conducting thorough reviews of suspicious activity report referrals to the credit unions
Overseeing the monitoring of transactions
Promptly investigating any potential red flags or anomalies
Conducting Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) reviews on high-risk clients, resulting in improved risk assessment accuracy and reduced false positives
Expertise in sanctions screening, ensuring all customer transactions comply with OFAC and other relevant sanctions lists
Maintaining effective internal controls related to compliance matters
Regularly reviewing and updating policies and procedures to reflect changes in regulations and industry best practices
Preparing, filing, and maintaining Suspicious Activity Reports (SARs) in adherence to regulatory requirements and internal policies
Collaborating with cross functional teams, including legal, compliance and law enforcement, to investigate and resolve AML cases efficiently
Developing and implementing risk mitigation strategies, reducing the bank's exposure to AML risks by 15%
Maintaining and updating AML policies and procedures in line with changing regulatory requirements
Conducting regular risk assessments to identify potential compliance vulnerabilities and develop strategies to mitigate risks related to money laundering, terrorist financing, and sanctions violations

Reviewing deposit items and implementing restrictions on customer profiles when needed
Analyzing incoming and outgoing wires for potential wire fraud
Reviewing counterfeit cheques and researching source of funds
Exiting clients when they pose too high of a financial risk to the bank
Adhering to the team policy and procedure to ensure that work is properly documented
Performing additional duties and participating in special projects as required
Serving as a subject matter expert in an operational function and serving as knowledge and process expert to others
Prioritizing and managing own workload to meet SLA requirements for service and productivity

Negotiated settlements and payment arrangements
Analyzed departmental documents for appropriate distribution and filing
Reviewing adherence to AML/KYC requirements on new applications
Gathered and verified all required customer information for tracking purposes
Review credit bureaus

Processed cash and credit payments rapidly and accurately
Responded to all customer inquiries thoroughly and professionally
Documented all customer inquiries and comments thoroughly and quickly
Acted professionally and patiently when addressing negative customer feedback