Mamtha RM

Mamtha RM

Operational Risk & Regulatory Reporting SME
India
English
Full-time Hybrid

About Me

Operational Risk & Regulatory Reporting expert with 15+ years of experience driving risk governance, Basel III/3.1 compliance, and data quality frameworks across global banking and reinsurance institutions. Deep expertis…

Experience

Senior Manager, OTCR Risk Reporting

Standard Chartered Bank · Bangalore, KA
Jul 2022 - Present · 4 years 3 months

<p>Managed Basel III regulatory reporting (STDF, Common Reporting, QIS) under PRA supervisory framework, ensuring full audit traceability for each submission cycle.</p><p> Lead regulatory impact assessments and reporting-architecture redesign for the Basel 3.1 transition (effective Jan 2027), positioning the bank ahead of the upcoming regulatory deadline.</p><p> Implemented a BCBS 239-aligned data governance framework and controls — completeness, accuracy, lineage, reconciliation, and regulatory attestation.</p><p> Oversaw Operational Loss Data aggregation, validation, and submission to PRA, Bank of England, and ORX, enhancing data integrity and compliance.</p><p> Provided OTCR Risk Metrics with insights, monitored trends, and escalated emerging risks to RFO and delegates, facilitating proactive risk management.</p><p> Designed automated Tableau and Power BI dashboards integrating multi-source datasets for real-time, control-embedded regulatory MI, reducing manual reporting effort.</p><p> Maintain governance documentation and evidence capture — report specifications, metric calculation logic, and Manual Adjustment Registry — supporting audit readiness and regulatory reviews.</p><p> Align Finance, 1st Line, and senior leadership on regulatory policies and priorities, ensuring timely, audit-ready delivery.</p><p> Manage delivery using Azure DevOps for sprint planning, backlog prioritization, and cross-functional coordination.</p><p> Perform Non-Financial Risk (NFR) reporting and analysis, translating operational loss data and risk metrics into consolidated NFR insights for senior leadership and regulatory attestation.</p>

Skills

BCBS 239 Regulatory Reporting US GAAP IFRS NAIC Statutory Reporting Risk Scorecard Impact Assessment Stakeholder Management Data Lineage Reconciliation Tableau Power BI Microsoft Copilot ChatGPT Claude Python Azure DevOps Axiom PeopleSoft SAP Oracle Excel PowerPoint Word Agile MIE Kondor Plus
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