Regulatory Compliance Manager

Our client is a leading bank in Asia who is looking forRegulatory Compliance Manager to join their firm:

• Assist the Compliance function with the coordination, facilitation and management of Compliance Risk for the Bank through the development and implementation of a Compliance Framework and Compliance policy.
• Provide oversight and advisory guidance on Compliance framework and related matters including new products, services, business practices and business operations and material changes to existing business and customer relationships, etc.
• Provide advice to minimize regulatory; reputational and Compliance risk and endeavor to avert potential litigations/penalties through the proactive management of Compliance Breaches and Regulatory matters.
• Provide advice, guidance and on-going training to staff on the appropriate implementation of Compliance’s frameworks which include policies and procedures such as those contained in this Charter.
• Support the Senior Management in educating relevant staff on regulatory compliance issues, and as a contact point within Vietnam for regulatory compliance queries from staff.
• Monitor and provide assurance on the adherence to compliance practices in the frontline business to ensure compliance risks are managed and reported.
• Support the business on regulatory change projects as it relates to Compliance.
• Make enquiries into regulatory compliance incidents and complaints that Compliance is identified as a stakeholders or directly involved by relevant parties, and carrying out further investigations into such incidents and complaints as appropriate.
• Other tasks as assigned by Country Compliance Head.

Requirements

• Bachelors degree in Banking/Finance/Accountancy/Legal or equivalent.
• At least 8-10 years of experience in Compliance, Risk or Audit related role, preferably in the Banking sector
• Good analytical & presentation skills
• Proactive, dynamic and solution provider
• Excellent oral and written communication

Bachelor's degree in Banking/Finance/Accountancy/Legal or equivalent. At least 8-10 years of experience in Compliance, Risk or Audit related role, preferably in the Banking sector Good analytical & presentation skills Proactive, dynamic and solution provider Excellent oral and written communication