Senior Director, US Operations (Series 24 license required!)
New York City, NY - USA
Job Summary
Overview
21X is pioneering the future of institutional finance as the worlds first licensed operational on-chain trading and settlement venue. Since launching under EU regulatory supervision in September 2025 we have redefined how institutional participants engage with tokenised securities enabling atomic settlement on distributed ledger infrastructure.
Now we are expanding into the US market with 21X LLC a new entity to be established in New York and registered with FINRA and the SEC.
This is your opportunity to lead the charge in building a next-generation broker-dealer and ATS operation from the ground up.
Tasks
As the named principal of 21X LLC you will be the face of 21X in the US responsible for:
Core Responsibilities
- Regulatory Leadership: Serve as the named registered principal on Form BD ensuring impeccable compliance with all FINRA and SEC obligations.
- Strategic Build-Out: Establish and scale the New York office from initial setup (lease infrastructure processes) to long-term operational excellence.
- Stakeholder Representation: Act as the primary point of contact for FINRA the SEC and key institutional partners embodying 21Xs commitment to transparency integrity and innovation.
- Compliance Oversight: Supervise outsourced Compliance and Financial Operations functions ensuring seamless adherence to financial and regulatory reporting standards.
- Commercial Leadership: Partner with senior leadership to drive client engagements market expansion and revenue growth in the US.
Your profile
- Series 24 (General Securities Principal) license active and in good standing. (This is non-negotiable!)
- 10 years of leadership experience at a US-registered broker-dealer ATS operator or financial market infrastructure firm.
- Expertise in digital asset securities tokenized instruments and blockchain-based settlement solutions.
- Proven track record of operating autonomously in fast-paced high-stakes environments.
- Based in or willing to relocate to New York.
What Sets You Apart
- Deep knowledgeofFINRA membership applicationsandbroker-dealer compliance.
- Strong networkwithin theUS institutional securities market.
- Experience with alternative trading systems non-custodial models and blockchain based settlement solutions.
- Entrepreneurial mindsetcomfortablebuilding from scratch and leading through ambiguity.
Why us
Why This Role Is Exceptional
- Unparalleled Impact: You will define the US strategy for a company that is revolutionizing securities settlement.
- Executive Visibility: Direct exposure to C-level leadership with the authority to shape decisions that drive global growth.
- Equity Potential: Competitive compensation with the opportunity to share in the success you help create.
- Legacy Building: Be part of a once-in-a-career opportunity to launch a market-leading operation in the heart of global finance.
How to Apply
Qualified candidates are invited to submit a resume via Personio. We are looking for leaders who are ready to make thats you we want to hear from you!
Legal Note
21X LLC is in formation. Final registration as a broker-dealer with FINRA and the SEC is subject to ongoing processes. This position is contingent upon successful licensing and regulatory approvals.
Note to Recruiters
21X does not accept unsolicited applications from recruiters.
About us
In December 2024 we secured our license to launch and operate a ground-breaking DLT trading and settlement system (DLT TSS) trading venue a milestone that positions the company as a leader in the transition to digital finance.
21X is ideally positioned to enable smart contract-based issuance trading and settlement of tokenized stocks bonds and funds offering unparalleled transparency efficiency and security.
The exchange21Xwas launched in September 2025 bringing the future of capital markets to life.
We are a highly motivated global team of experts with a deep knowledge of capital markets digital assets and public blockchains.
Required Experience:
Exec
About Company
21X is a fintech at the forefront of revolutionizing capital markets through the use of blockchain technology for the trading and settlement of digital securities. In December 2024 we secured our license to launch and operate a ground-breaking DLT trading and settlement system (DLT TS ... View more