Senior Executive Logistics
Job Summary
Department: Membership
Designation: Executive/Sr. Executive
Total Exp.: 2 to 3 years
Location: Mumbai
Qualification: Graduate/Post Graduate
Professional Experience & Responsibilities
Processing of applications pertaining to Registration Activation de-activation and
surrender of membership.
Regular maintenance processes like Change in Shareholding Directors Control Change
Merger De-merger Amalgamation.
Processing of application pertaining to Registration Cancellation of Authorized Person
and its regular changes with regards to name directors/partners addresses.
Processing of Application pertaining to allotment shifting and cancellation of User id
given to members.
Record Half/Yearly compliances like Net worth Audit Report Annual Report Member
Insurance NOC pertaining to Status report etc or any such compliances as required from
time to time along with compliances of membership department with SEBI.
SEBI Inspection Internal Audit Compliance and any other regulatory requirement from
time to time.
Ideal Background:
Candidates from a stock exchange SEBI-registered intermediary (broking/clearing member)
depository regulatory body or large financial institution with strong exposure to membership audit
and regulatory compliance will be preferred.
Compensation:
Commensurate with experience and industry standards
Designation: Executive/Sr. Executive
Total Exp.: 2 to 3 years
Location: Mumbai
Qualification: Graduate/Post Graduate
Professional Experience & Responsibilities
Processing of applications pertaining to Registration Activation de-activation and
surrender of membership.
Regular maintenance processes like Change in Shareholding Directors Control Change
Merger De-merger Amalgamation.
Processing of application pertaining to Registration Cancellation of Authorized Person
and its regular changes with regards to name directors/partners addresses.
Processing of Application pertaining to allotment shifting and cancellation of User id
given to members.
Record Half/Yearly compliances like Net worth Audit Report Annual Report Member
Insurance NOC pertaining to Status report etc or any such compliances as required from
time to time along with compliances of membership department with SEBI.
SEBI Inspection Internal Audit Compliance and any other regulatory requirement from
time to time.
Ideal Background:
Candidates from a stock exchange SEBI-registered intermediary (broking/clearing member)
depository regulatory body or large financial institution with strong exposure to membership audit
and regulatory compliance will be preferred.
Compensation:
Commensurate with experience and industry standards