Compliance Officer

I am supporting a client looking for a new Compliance Officer - Wolverhampton located

Salary - up to 40000 DOE

Hybrid working - 3 days in the offer per week after passing of probation

Following a surge in FCA authorisation projects the team is expanding and seeking a skilled Compliance Officer to join them.

They are a fast-growing business offering a fresh modern approach to FCA compliance. Client relationships are built on open positive communication and a down-to-earth style that makes compliance approachable collaborative and long-lasting.

Were seeking a candidate with practical experience in FCA compliance ideally within a consultancy or regulated environment.

The Role

This is a hands-on client-focused position who specialise delivering FCA authorisations and compliance support to a portfolio of clients. Youll guide SMEs through the authorisation process and act as a trusted point of contact throughout.

Prepare and manage FCA authorisation applications (including SMCR VOPs ARs etc.)

Maintain up-to-date knowledge of FCA rules guidance and expectations

Monitor and assess regulatory developments and communicate implications to the business

Develop and maintain compliance policies procedures and controls

Liaise with the FCA and other regulatory bodies as required

Review and write policies and procedures

About you

Proven experience in a compliance role within a regulated firm

Strong knowledge of FCA requirements

Hands-on experience with FCA applications and regulatory filings

Excellent written and verbal communication skills

Attention to detail and ability to manage multiple deadlines

Proven experience managing FCA authorisations (essential)

Familiarity with sectors such as consumer credit motor trade mortgages or related areas

Strong business writing skills including policies business plans and regulatory documentation

Ability to juggle multiple clients and competing priorities effectively