Compliance & Oversight Specialist- Consumer Banking (Hybrid- KC Only)

The Compliance & Oversight Specialist- Consumer Banking is responsible for the development and oversight of the consumer first line of defense policies and procedures. The position reports to the Consumer Banking First Line of Defense (FLOD) Program Manager documenting current practices identifying gaps in oversight and/or procedures and working with the line of business and Corporate Compliance on remediation of identified gaps.

How you will spend your time:

• Complete and update first line of defense matrices including documenting oversight activities and processes identifying owners and documenting gaps. This will involve working with numerous operational units within the Bank.

• Identify gaps in oversight develop document and oversee remediation.

• Perform and document quality assurance testing for critical policies and procedures identified in the matrices

• Produce procedures for all quality assurance tests

• Develop quality assurance procedures to insure systems are working as intended as new products or systems are rolled out.

• Work closely with Corporate Compliance Consumer Operations the Bank Product Group and Corporate Audit Services.

• Cross-train on functions performed by the Consumer Banking- Compliance & Oversight department.

• Other duties as assigned

Were excited to talk with you if you have:

• Bachelors degree or equivalent in Accounting Finance or Business Administration or equivalent work experience.

• One-year experience in audit compliance internal control development or risk management.

• Three years of banking experience.

• Demonstrates ability to develop and maintain rapport with various departments to effectively obtain and document information.

• Demonstrate proficiency in documenting evaluating and analyzing processes that identify key risks and controls.

• Demonstrates ability to learn and understand banking regulations and the required oversight necessary to ensure regulatory compliance.

• Demonstrate strong organization abilities including the ability to prioritize tasks and workload.

• Demonstrate ability to work independently and in a group setting.

• Demonstrate effective written and oral skills.

• Demonstrate proficient problem-solving skills.

• Proficiency in Microsoft Office tools.

Compensation Range:

The posted compensation range on this listing represents UMBs standard for this role but the actual compensation may vary by geographic location experience level and other job-related addition this range does not encompass the full earning potential for this role. Please see the description of benefits included with this job posting for additional information

UMB offers competitive and varied benefits to eligible associates such as Paid Time Off; a 401(k) matching program; annual incentive pay; paid holidays; a comprehensive company sponsored benefit plan including medical dental vision and other insurance coverage; health savings flexible spending and dependent care accounts; adoption assistance; an employee assistance program; fitness reimbursement; tuition reimbursement; an associate wellbeing program; an associate emergency fund; and various associate banking benefits. Benefit offerings and eligibility requirements vary.

Are you ready to be part of something more
Youre more than a means to an enda way to help us meet the bottom line. UMB isnt comprised of workers but of people who care about their work one another and their community. Expect more than the status quo. At UMB you can expect more heart. Youll be valued for exactly who you are and encouraged to support causes you care about. Expect more trust. We want you to do the right thing no matter what. And expect more opportunities. UMBers are known for having multiple careers here and having their voices heard.

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