CLO Compliance Specialist

Summary:

The Structured Products Group within Neubergers Middle Office provides critical analytical operational and compliance support to the NonInvestment Grade Credit Investment team with a primary focus on CLO portfolios. This role sits at the intersection of portfolio analytics deal compliance and process improvement requiring strong technical expertise sound judgment and the ability to operate effectively in a fastpaced deadlinedriven environment.

The ideal candidate is detailoriented analytically strong and comfortable engaging with internal stakeholders including portfolio management legal compliance risk and operations teams as well as trustees auditors and external service providers. The role offers meaningful exposure to CLO structures documentation and lifecycle events as well as opportunities to contribute to automation and riskmitigation initiatives.

Responsibilities:

• Daily responsibilities include interactions with deal trustees asset ratings monitoring as well as status report maintenance.
• Resolve loan and reporting discrepancies with trustees and auditors in a timely manner.
• Interpret legal documents including indentures to determine deal compliance.
• Maintain and enrich deal models.
• Prepare metrics and reporting for management review.
• Run hypothetical trading scenarios and report findings to management.
• Actively participate in system automation efficiency enrichment and risk mitigation projects.

• Implementation of controls around processing activity to mitigate risks from manual processing.
• Assist management for internal and external audits and due diligence related initiatives.
• Assist in the Daily cash management for CLOs and Hybrid accounts
• Assist in new account set up as well as KYC

Requirements:

• Bachelors Degree in Finance Accounting or other business related field preferred
• 6-8 years of CLO industry experience required
• Knowledge and understanding of fixed income products with specific knowledge in bank loans
• Strong organizational communication and problem solving skills
• Ability to implement tasks and projects with minimal supervision.
• Professionalism and integrity with the ability to be flexible in a fast-paced environment.
• Must be detail oriented risk savvy and possess the ability to work independently in a team setting
• Proficiency in MS Office applications with advanced knowledge of Excel required
• Experience with Blackrocks Aladdin preferred

Neuberger is unable to offer visa sponsorship for this position. Applicants must be authorized to work in the United States without the need for current or future sponsorship.

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Compensation Details

Note: No amount of pay is considered to be wages or compensation until such amount is earned vested and determinable. The amount and availability of any bonus commission production or any other form of compensation that are allocable to a particular employee remains in the Companys sole discretion unless and until paid and may be modified at the Companys sole discretion consistent with the law.

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