Assistant Manager | Internal Audit | Delhi | Controls Assurance

Deputy ManagerAssurance -Controls AssuranceInternalAudit

• Location:Mumbai

TheTeam

Assurance had to do much more than keep the wheels turning; it is the engine that drives functional excellence and the enabler of innovation and long-term growth.Learn more about Assurance

Your workprofile.

• Execute Internal Audit/Concurrent Audit and Advisory engagements in BFSIdomainacross Banking / NBFC Wealth / Asset Management and Broking / Securities.

• Conduct comprehensive risk assessments and provide an accurate evaluation of clients risk environments.

• Performend-to-endbusiness process reviews including process mapping gap analysis and redesign.

• Gather synthesize andanalysedata using relevant tools and techniques to support audit and advisory outcomes.

• Assess design and strengthen internal controls by applying established control frameworks and regulatory guidelines.

• Understand client business models interpret industry trends and recommend leading effectively withcross functionalteams and stakeholders at various organizational levels.

• Develop and enhance conductrisk and compliance solutions through research framework application and analytical insights.

• Execute internal audits in line with approved methodologies documentation standards and quality expectations.

• Organize andanalyseauditrelated data to support evaluation of clients internal audit processes and control environments.

• Improve the quality of assurance engagements by identifying risks developing test plans executing testing and preparing audit reports.

• Build Extended Enterprise Risk Management (EERM) capabilities through continuous research and participation in internal/external initiatives.

Key skills required:

• CA/MBA with at least5-7years of post-qualification experience in Process Controls & Regulatory reviews.

• Strong knowledge and understanding of the Financial Services / Exposure to regulations (RBI and SEBI Regulations).

• Strong knowledge of processes and systems in their respective area of from the industry should have experience of working with the control functions for e.g. compliance / internal audit / risk management / Quality. assurance / Controls / SOX teams of the above-mentioned entities.