Assistant Manager Trade Surveillance

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Assistant Manager Trade Surveillance.

Job Responsibilities:

• To carry out extensive reviews of trade surveillance in a review tool for market abuse/ anti-competitive behaviors. Escalate issues as appropriate.
• Review investigate and analyze alerts generated by the voice surveillance systems and escalate issues as appropriately.
• Undertake daily weekly and monthly monitoring tests to ensure that the risks within the Surveillance RC monitoring plan are mitigated.
• Analyze and articulately escalate potential breaches to onshore RC colleagues.
• Assist in training requirements of the new staff that have joined the team.

JobRequirements:

• Graduate level candidate with experience in Surveillance or Compliance environment is preferable (but not essential).
• An interest and knowledge of financial markets various asset classes and regulation is required.
• Excellent system skills as the role includes a requirement to undertake complex behavior analysis derived from various data sources.
• Ability to support decisions with sound reasoning and clearly articulate business and regulatory implications of the analysis and findings.
• Ability to work under pressure and within tight timelines.
• Excellent time management and prioritization of work task.
• Exemplary interpersonal and communication skills.
• Utilizes own initiative to resolve issues.
• Need to be flexible to work in shifts.

What additional skills will be good to have

• Experience in Monitoring and Surveillance or related environment is preferred.
• A good knowledge in Excel with ability to use macros to help solve non-standard problems.
• An interest in systems and applying them to the analysis of both large amounts and different types of data.
• Research analysis report writing process improvement project management.
• Knowledge of systems such as NICE Actimize Bloomberg is desirable but not essential.
• Able to navigate Eikon and Bloomberg systems.

CandidatewithlessrelevantexperienceorskillsmaybeofferedalowerGlobalCareerBandthanstatedabove.

Duetotheurgenthiringneedcandidateswithimmediaterighttoworklocallyandnorelocationneedwillbeprioritized.

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