Vice President, Compliance Consulting
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Job Location:
Monthly Salary:
Posted on:
3 days ago
Vacancies:
1 Vacancy
Job Summary
Our Financial Services Compliance and Regulation (FSCR) practice is looking for a Vice President or Senior Associate to join us in assisting asset managers PE firms investment firms and other regulated financial services clients to obtain initial authorisations or registrations and conduct audits and independent reviews. Our team also provide ongoing outsourced compliance support and regulatory advice to help navigate the rapidly changing regulatory landscape.
Responsibilities:
Implement specific solutions suitable for the various missions and different clients involving preparing the set of procedures a risk map control notes or any other document intended for our clients.
Ensure proactive regulatory monitoring through training and meetings as well as through writing supervisory articles or notes on the new regulations applicable.
Enter into contact with national and international regulatory bodies as well as professional associations in the financial sector.
Prepare responses to invitations to tender.
Prepare training support for collaborators and clients.
Gather and analyze information relevant to the controls to be formalized.
Develop and keep up to date the internal tools of the CRC France office
Requirements:
3-5 years of relevant experience in a financial institution or consultancy firm.
A highly developed sense of customer service.
Excellent relationship-building qualities for working in a team.
Detailed knowledge of the regulations applicable to asset management and investment banks.
Detailed knowledge of the operation of the financial markets.
A capacity for clear and logical reasoning skill in taking decisions and articulating them clearly.
Excellent verbal and written communication skills in English and French strong personal persuasion skills.
Excellent time management and ability to work under pressure.
Bac5 education (postgraduate commercial college engineering school or Masters degree).
Independent disciplined and ability to work on several projects simultaneously.
Mastery of the Microsoft Office package: MS PowerPoint Word Excel.
Excellent written and verbal communication skills that help represent diverse communities
Experience working with diverse teams
Life at Kroll:
Kroll offers ahybrid working environment with offices in the heart of Paris (quartier de lOpera).
International exposure and work with colleagues from all over the world
Internal training session and opportunities for external professional certifications
Team building events
About Kroll:
Join the global leader in risk and financial advisory solutionsKroll. With a nearly century-long legacy we blend trusted expertise with cutting-edge technology to navigate and redefine industry complexities. As a part of One Team One Kroll youll contribute to a collaborative and empowering environment propelling your career to new heights. Ready to build protect restore and maximize our clients value Your journey begins with Kroll.
Kroll is committed to equal opportunity and diversity and recruits people based on merit.
In order to be considered for a position you must formally apply via
#LI-IC1
#LI-Hybrid
Required Experience:
Exec
Key Skills
About Company
Kroll’s Restructuring Administration practice, formerly Prime Clerk, offers end-to-end restructuring administration services with unrivaled experts and technology. Read more.
