Managing Director Head of Fixed Income, Equities and Compliance Technology

• Manages performance of team through regular timely feedback as well as the formal performance review process to ensure delivery of exceptional products and engagement motivation and development of team.
• Defines scope and objectives for software development team goals.
• Reviews the configuration customization diagnosis and enhancements of the operating systems software.
• Communicates and implements the strategic direction of the operation.
• Approves the development and implementation of new products processes and operational plans.
• Provides the highest level of advice and recommendations to maximize the outcomes of development investments.
• Interviews candidates for open roles within the team and provides recommendations throughout hiring process.
• Collaborate with IT partners to devise capacity plan and ensure appropriate infrastructure for the end to end system delivery.

• University (Degree) Preferred

• 8 Years Required; 10 Years Preferred

• Physical Requirements: Sedentary Work

Managing Director Head of Fixed Income Equities and Compliance Technology Product Management

THE COMPANY:

Founded over 100 years ago by one of historys great philanthropists Andrew Carnegie TIAA is a Fortune 100 financial services company and the market-leading retirement system for individuals who work in the academic research medical and cultural fields. The organization is the category leader with approximately five million active and retired employees of more than 15000 institutions. The Companys mission and unique position create a competitive advantage in the market.

The organization is headquartered in New York City with major operations in Charlotte North Carolina and Frisco Texas as well as some 141 local offices nationwide and 204 offices in 23 countries. The company has approximately $1.3 trillion in assets under management and over 15000 employees.

Nuveen Investments (Nuveen) a diversified investment management company further strengthens TIAA as a leading provider of retirement and financial services and significantly expands the products and services available to help customers achieve financial well-being at all stages of their lives.

POSITION SUMMARY:

We are seeking an exceptional leader for our Fixed Income Equities and Compliance Technology division overseeing the strategic development and implementation of technology solutions that support front office research portfolio management and trading operations while ensuring comprehensive regulatory compliance.

Given the firms stewardship of over$800 billionin fixed income equity and derivative assets under management this opportunityrepresentsa mission-critical leadership role essential to preserving operational excellence while driving strategic business advancement. The successful candidate will be instrumental in ensuring robust technological infrastructure that supports continued growth and competitive positioning for Nuveen.

KEY RESPONSIBILITIES:

• Product Strategy & Roadmap Development Define and execute the product vision for our fixed income trading and portfolio management technology stack working closely with Portfolio Managers Traders and Technology/Engineering teams.
• Stakeholder Management & Requirements GatheringPrimary liaison betweenHead of Portfolio Management Head of Trading Head of ComplianceFront Office users and technology teams translating complex fixed income investment workflows into clear product requirements and priorities.
• Bloomberg Platform ImprovementsDrive improvements andutilizationof Bloombergs fixed income suite including Bloomberg Terminal (FXIP SWPM CDSW etc.) AIM PORT TSOX EMSX and RMS.
• Workflow & Process ImprovementDefine and drive improvements to Portfolio Manager and Trader workflows like portfolio construction pre-trade analytics compliance order generation trade execution covering entire gamut of fixed incomeand equityinstruments including derivatives.
• Vendor ManagementManage relationships with Bloomberg and other technology vendors negotiating contracts and adherence to Nuveens Enterprise Vendor Management guidelines.

QUALIFICATIONS:

• Financial Markets KnowledgeComprehensive understanding offixed income and equity market structuresderivatives trading protocols and settlement processes. Experience with multi-asset trading platforms and familiarity with regulatory frameworks including MiFID II Reg NMS and best execution requirements.
• Technical ExpertiseDeep understanding of front office research platforms portfolio management applications and electronic trading systems. Proven experience with order management systems execution algorithms and real-time market data platforms. Strong background in system integration API development and cloud-based financial technology solutions.

REQUIRED EXPERIENCE:

• 8 yrs of product management experiencein financial services technology
• Fixed income domain expertise - comprehensive knowledge of fixed income markets instruments (includingderivatives)and fulltrade lifecycle. Familiar with security & risk analytics and bond mathematics.
• Bloomberg Platform Proficiency - priorhands-on experience with Bloomberg platforms including Bloomberg Terminal with deep knowledge of fixed income functionsALLQAIM for portfolio construction and monitoring compliance PORT OMS/EMSX. Understand Bloombergs data models APIs and integration capabilities.
• Portfolio Management & Trading Workflow Knowledge - extensive experience working directly with Fixed Income Portfolio Managers and Traders understanding their daily workflows decision-making processes and technology needs. Articulating those requirements to technology teams.

PREFERRED EXPERIENCE:

• System administration in Charles River Investment Management Systemincludingimplementationconfigurationand ongoing operational management.
• Experience with CRIMS core Modules including Compliance Manager Manager Workbench Trade Order Management Position Blotter functionality and comprehensive system admin capabilities.
• Equity Marketproficiency.
• Prior experience in middle office operations.

Anticipated Posting End Date:

Actual base salary may vary based upon but not limited to relevant experience time in role base salary of internal peers prior performance business sector and geographic addition to base salary the competitive compensation package may include depending on the role participation in an incentive program linked to performance (for example annual discretionary incentive programs non-annual sales incentive plans or other non-annual incentive plans).

Company Overview

Nuveen is a global investment leader managing public and private assets for clients around the world and on behalf of TIAA our parent company and one of the worlds largest institutional investors. We invest in the growth of businesses real estate infrastructure and natural capital providing clients with the reliability access and foresight unique to our heritage. Our prevailing perspective on the future drives our ambition to innovate and adapt our business to the changing needs of investors - all to pursue lasting performance for our clients our communities and our global to learn more about us.

Our Culture of Impact

At TIAA were on a mission to build on our 100 year legacy of delivering for our clients while evolving to meet tomorrows challenges. We equip our associates with future-focused skills and AI tools that enable us to advance our mission. Together we are fighting to ensure a more secure financial future for all and for generations to come. We are guided by our values: Champion Our People Be Client Obsessed Lead with Integrity Own It and Win As One. They influence every decision we make and how we work together to serve our clients every day. We thrive in a collaborative in-office environment where teams work across organizational boundaries with shared purpose accelerating innovation and delivering meaningful results. Our workplace brings together TIAA and Nuveens entrepreneurial spirit where we work hard and work together to create lasting impact. Here every associate can grow through meaningful learning experiences and development pathwaysbecause when our people succeed our impact on clients lives grows stronger.

Benefits and Total Rewards

The organization is committed to making financial well-being possible for its clients and is equally committed to the well-being of our associates. Thats why we offer a comprehensive Total Rewards package designed to make a positive difference in the lives of our associates and their loved ones. Our benefits include a superior retirement program and highly competitive health wellness and work life offerings that can help you achieve and maintain your best possible physical emotional and financial well-being. To learn more about your benefits please review our Benefits Summary.

Equal Opportunity

We are an Equal Opportunity Employer. TIAA does not discriminate against any candidate or employee on the basis of age race color national origin sex religion veteran status disability sexual orientation gender identity or any other legally protected status.

Our full EEO & Non-Discrimination statement is on our careers home page and you can read more about your rights and view government notices here.

Accessibility Support

TIAA offers support for those who need assistance with our online application process to provide an equal employment opportunity to all job seekers including individuals with disabilities.

If you are a U.S. applicant and desire a reasonable accommodation to complete a job application please use one of the below options to contact our accessibility support team:

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Drug and Smoking Policy

TIAA maintains a drug-free and smoke/free workplace.

Privacy Notices

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