Consumer Risk Compliance Analyst

Regions Bank

Job Location:

Hoover, AL - USA

Monthly Salary: Not Disclosed

Posted on: 30+ days ago

Vacancies: 1 Vacancy

Job Summary

Thank you for your interest in a career at Regions. At Regions we believe associates deserve more than just a job. We believe in offering performance-driven individuals a place where they can build a career --- a place to expect more opportunities. If you are focused on results dedicated to quality strength and integrity and possess the drive to succeed then we are your employer of choice.

Regions is dedicated to taking appropriate steps to safeguard and protect private and personally identifiable information you submit. The information that you submit will be collected and reviewed by associates consultants and vendors of Regions in order to evaluate your qualifications and experience for job opportunities and will not be used for marketing purposes sold or shared outside of Regions unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions Retention Schedule for a minimum of three years. You may review modify or update your information by visiting and logging into the careers section of the system.

Job Description:

At Regions the Business Unit Compliance Analyst is a first line of defense risk management function that ensures that business unit activities follow necessary rules and regulations and comply with legal boundaries and jurisdictions. Associates at this level are expected to contribute to workflow or process change and redesign and to form a strong basic understanding of the specific product or process within a specific line of business. Focus is on execution within defined parameters with some expansion based on developing capabilities and or experiences.

Primary Responsibilities

Maintains a proficient knowledge of rules and regulations and their impact on products services and operations for a specific line of business
Establishes partnerships with line of business leadership and serves as a consultant on issues related to compliance
Conducts research of laws and regulations that impact the business unit compliance to include partnering with the second line of defense to assess new laws and regulations or changes to existing laws and regulations and how they impact the business group
Researches potential violations to determine potential compliance needs and escalates issues as needed for resolution
Reviews processes and procedures to identify gaps or potential issues
Administers a monitoring and testing program to ensure effective compliance with all applicable laws and regulations
Delivers training to assigned line of business to increase compliance awareness
Gathers information requested by regulatory agencies
Assists with the development of business group policies and procedures

This position is exempt from timekeeping requirements under the Fair Labor Standards Act and is not eligible for overtime pay.

Requirements

High School Diploma or GEDand seven (7) years of experience in Compliance Quality Assurance/Control Audit or other related compliance function specific to a line of business
Or Bachelors degree and three (3) years ofexperience in Compliance Quality Assurance/Control Audit or other related compliance function specific to a line of business

Preferences

Masters degree

Skills and Competencies

Ability to learn additional systems as needed
Ability to research analyze data and derive facts
Ability to work in a team environment when applicable
Ability to work autonomously with minimal guidance
Ability to work under pressure and meet deadlines
Proficiency in Microsoft Office (Excel Word PowerPoint Outlook etc.)
Strong verbal written communication and organizational skills
Strong work ethic and self-motivation

Additional Job Description:

This position may be filled at a higher level depending on the candidates qualifications and relevant experience.
Regions will not sponsor applicants for work visas for this position. Applicants for this position must be currently authorized to work in the United States on a full-time basis.
Location options include: Birmingham AL Atlanta GA or Charlotte NC. Regions will not provide relocation assistance for this position and relocation would be at your expense.

Key Responsibilities:

Design develop and maintain a relational database or low-code platform to store:
- Business processes and subprocesses
- Associated risks and controls
- Product and regulatory mappings
Build intuitive intake interfaces (forms import tools or Power Apps) for users to input and update process and risk data
Map and document key business processes controls and risk exposure across departments
Enable reporting and visualization of process completeness control coverage risk heatmaps and KRI trends via dashboards (e.g. Power BI Tableau)
Develop automated workflows for versioning approvals or control attestations
Collaborate with risk compliance and operations teams to ensure taxonomy alignment and usability
Maintain data quality integrity and access control across the platform
Support future integration with GRC audit or compliance systems if needed

Additional Preferred Experience:

Experience in banking risk operations business intelligence or systems analysis
Proven experience building relational databases (SQL Server Postgres or equivalent)
Familiarity with business process mapping tools (e.g. Visio)
Solid understanding of risk and control frameworks (e.g. RCSA SOX)
Strong skills in Power BI Tableau or other visualization tools
Experience with data intake workflows (e.g. Power Apps SharePoint custom forms API integrations)
Excellent communication skills ability to translate business needs into technical solutions
Project management skills to manage multiple work streams to meet a common objective
Experience with GRC platforms (e.g. Archer ServiceNow GRC Resolver)
Familiarity with regulatory mapping frameworks or risk taxonomies
Knowledge of product lifecycle or operational risk in retail/consumer banking
Exposure to data governance and control testing environments

Position Type

Full time

Compensation Details

Pay ranges are job specific and are provided as a point-of-market reference for compensation decisions. Other factors which directly impact pay for individual associates include: experience skills knowledge contribution job location and most importantly performance in the job role. As these factors vary by individuals pay will also vary among individual associates within the same job.

The target information listed below is based on the Metropolitan Statistical Area Market Range for where the position is located and level of the position.

Job Range Target:

Minimum:

$66712.25 USD

Median:

$83080.00 USD

Incentive Pay Plans:

This job is not incentive eligible.

Benefits Information

Regions offers a benefits package that is flexible comprehensive and recognizes that one size does not fit all for benefits-eligible associates. Listed below is a synopsis of the benefits offered by Regions for informational purposes which is not intended to be a complete summary of plan terms and conditions.

Paid Vacation/Sick Time
401K with Company Match
Medical Dental and Vision Benefits
Disability Benefits
Health Savings Account
Flexible Spending Account
Life Insurance
Parental Leave
Employee Assistance Program
Associate Volunteer Program

Please note benefits and plans may be changed amended or terminated with respect to all or any class of associate at any time. To learn more about Regions benefits please click or copy the link below to your browser.

DetailsRiverchase Complex North Building

Location:

Hoover Alabama

Equal Opportunity Employer/including Disabled/Veterans

Job applications at Regions are accepted electronically through our career site for a minimum of five business days from the date of posting. Job postings for higher-volume positions may remain active for longer than the minimum period due to business need and may be closed at any time thereafter at the discretion of the company.

Required Experience: