Compliance Associate
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Job Location:
Monthly Salary:
Posted on:
11 hours ago
Vacancies:
1 Vacancy
Department:
Job Summary
Position Overview
At Third Bridge our Compliance framework is an integral part of our business; as such we are looking to hire an Associate to join our global Third Bridge Expert Network Compliance team to be based in Shanghai. The main purpose of this role is to support the compliance requirements of the business across all our international offices.
Skills
- Organised with excellent attention to detail.
- Ability to develop strong working relationships across the organisation working with individuals at all levels and across offices.
- Excellent oral and written communication skills.
- Ability to identify risks and apply strategies or seek guidance to minimise them.
- Ability to prioritise competing goals and interests and manage time effectively.
Responsibilities
- Reviewing and approving the proposed subject matters of interviews and experts
- Reviewing and approving interview transcripts specifically to identify confidential information and any potentially inappropriate content
- Working with in-house analysts to finalize content for publication ensuring compliance with internal processes and procedures
- Answering day-to-day compliance queries from business units and clients
- Delivering compliance training to new and existing employees
- Working on ad-hoc projects as directed by management
Qualifications :
- Bachelors Degree required
- Previous compliance experience within financial services highly desirable but not essential
Additional Information :
The successful candidate must by the start of the employment have permission to work in the country they are applying
We know that to be truly innovative we need to have a diverse team around us. That is why Third Bridge is committed to creating an inclusive environment and is proud to be an equal opportunity employer. If you are not 100% sure if you are right for the role please apply anyway and we will be happy to consider your application.
Remote Work :
No
Employment Type :
Full-time
Key Skills
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About Company
Third Bridge is a market-leading investment research firm. We provide integrated solutions for the world’s top investors and business leaders to help them make smarter and faster decisions. No other company in the world provides the same holistic investment offering: our superpower is ... View more
