Compliance Risk Assessment Officer

Talan

Not Interested
Bookmark
Report This Job

profile Job Location:

New York City, NY - USA

profile Monthly Salary: Not Disclosed
Posted on: 11 hours ago
Vacancies: 1 Vacancy

Job Summary

Location: NYC (Hybrid at least 4 days onsite/week)

Visa Sponsorship: Talan does not sponsor U.S. work permits or employment visas.

We are seeking a Compliance Risk Assessment Officer to support one of our CIB clients in New York. This role focuses on leading and executing the annual Compliance Risk Assessment process ensuring compliance risks are identified documented and managed across all business lines and support functions.

Role and responsibilities

  • Lead the annual Compliance Risk Assessment across Capital Markets and support teams following the banks internal methodology.
  • Identify and document compliance risks assess the strength of existing controls and highlight areas for improvement.
  • Support regulatory gap analyses and track remediation efforts to ensure alignment with applicable laws regulations and internal policies.
  • Collaborate with Compliance Legal Audit and business stakeholders to gather information and validate findings.
  • Prepare concise reports summaries and presentations for senior management.
  • Support and track ongoing risk and compliance projects ensuring timely delivery of objectives.

#LI-ASD


Qualifications :

  • Minimum 8 years of experience in Compliance Risk Management Audit or Business Management within investment banking or capital markets.
  • Strong experience identifying and documenting compliance risks and evaluating control frameworks.
  • Solid understanding of capital markets products and corporate financing activities.
  • Experience managing or supporting structured projects with defined timelines and deliverables.
  • Strong analytical and problem-solving skills with meticulous attention to detail.
  • Ability to work independently while collaborating effectively with cross-functional teams.
  • Excellent communication skills including experience presenting to senior stakeholders.

Companys Benefits

At Talan we invest in our employees well-being and empower them with benefits including:

  • The salary range for this role is US$120000 - US$160000
  • 401(k) retirement plan with company matching
  • 15 days of paid vacation per year at hire and up to 27 according to seniority (annual untaken vacation days are cashed out)
  • 8 paid holidays 5 sick days 2 personal days per year
  • Company health dental and vision insurance plans FSA
  • Voluntary STD and LTD
  • Commuter/transit benefits

All your information will be kept confidential according to EEO guidelines.


Remote Work :

Yes


Employment Type :

Full-time

Location: NYC (Hybrid at least 4 days onsite/week)Visa Sponsorship: Talan does not sponsor U.S. work permits or employment visas.We are seeking a Compliance Risk Assessment Officer to support one of our CIB clients in New York. This role focuses on leading and executing the annual Compliance Risk A...
View more view more

Key Skills

  • Internal Audit
  • Information Systems
  • Community Support
  • Environmental Science
  • Information Technology Sales

About Company

Company Logo

Talan is an international consulting and technology expertise group that accelerates the transformation of its clients by leveraging innovation, technology, and data. For over 20 years, Talan has been advising and supporting businesses and public institutions in the implementation of ... View more

View Profile View Profile