Location: NYC (Hybrid at least 4 days onsite/week)
Visa Sponsorship: Talan does not sponsor U.S. work permits or employment visas.
We are seeking a Compliance Risk Assessment Officer to support one of our CIB clients in New York. This role focuses on leading and executing the annual Compliance Risk Assessment process ensuring compliance risks are identified documented and managed across all business lines and support functions.
Role and responsibilities
- Lead the annual Compliance Risk Assessment across Capital Markets and support teams following the banks internal methodology.
- Identify and document compliance risks assess the strength of existing controls and highlight areas for improvement.
- Support regulatory gap analyses and track remediation efforts to ensure alignment with applicable laws regulations and internal policies.
- Collaborate with Compliance Legal Audit and business stakeholders to gather information and validate findings.
- Prepare concise reports summaries and presentations for senior management.
- Support and track ongoing risk and compliance projects ensuring timely delivery of objectives.
#LI-ASD
Qualifications :
- Minimum 8 years of experience in Compliance Risk Management Audit or Business Management within investment banking or capital markets.
- Strong experience identifying and documenting compliance risks and evaluating control frameworks.
- Solid understanding of capital markets products and corporate financing activities.
- Experience managing or supporting structured projects with defined timelines and deliverables.
- Strong analytical and problem-solving skills with meticulous attention to detail.
- Ability to work independently while collaborating effectively with cross-functional teams.
- Excellent communication skills including experience presenting to senior stakeholders.
Companys Benefits
At Talan we invest in our employees well-being and empower them with benefits including:
- The salary range for this role is US$120000 - US$160000
- 401(k) retirement plan with company matching
- 15 days of paid vacation per year at hire and up to 27 according to seniority (annual untaken vacation days are cashed out)
- 8 paid holidays 5 sick days 2 personal days per year
- Company health dental and vision insurance plans FSA
- Voluntary STD and LTD
- Commuter/transit benefits
All your information will be kept confidential according to EEO guidelines.
Remote Work :
Yes
Employment Type :
Full-time
Location: NYC (Hybrid at least 4 days onsite/week)Visa Sponsorship: Talan does not sponsor U.S. work permits or employment visas.We are seeking a Compliance Risk Assessment Officer to support one of our CIB clients in New York. This role focuses on leading and executing the annual Compliance Risk A...
Location: NYC (Hybrid at least 4 days onsite/week)
Visa Sponsorship: Talan does not sponsor U.S. work permits or employment visas.
We are seeking a Compliance Risk Assessment Officer to support one of our CIB clients in New York. This role focuses on leading and executing the annual Compliance Risk Assessment process ensuring compliance risks are identified documented and managed across all business lines and support functions.
Role and responsibilities
- Lead the annual Compliance Risk Assessment across Capital Markets and support teams following the banks internal methodology.
- Identify and document compliance risks assess the strength of existing controls and highlight areas for improvement.
- Support regulatory gap analyses and track remediation efforts to ensure alignment with applicable laws regulations and internal policies.
- Collaborate with Compliance Legal Audit and business stakeholders to gather information and validate findings.
- Prepare concise reports summaries and presentations for senior management.
- Support and track ongoing risk and compliance projects ensuring timely delivery of objectives.
#LI-ASD
Qualifications :
- Minimum 8 years of experience in Compliance Risk Management Audit or Business Management within investment banking or capital markets.
- Strong experience identifying and documenting compliance risks and evaluating control frameworks.
- Solid understanding of capital markets products and corporate financing activities.
- Experience managing or supporting structured projects with defined timelines and deliverables.
- Strong analytical and problem-solving skills with meticulous attention to detail.
- Ability to work independently while collaborating effectively with cross-functional teams.
- Excellent communication skills including experience presenting to senior stakeholders.
Companys Benefits
At Talan we invest in our employees well-being and empower them with benefits including:
- The salary range for this role is US$120000 - US$160000
- 401(k) retirement plan with company matching
- 15 days of paid vacation per year at hire and up to 27 according to seniority (annual untaken vacation days are cashed out)
- 8 paid holidays 5 sick days 2 personal days per year
- Company health dental and vision insurance plans FSA
- Voluntary STD and LTD
- Commuter/transit benefits
All your information will be kept confidential according to EEO guidelines.
Remote Work :
Yes
Employment Type :
Full-time
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