Internal Audit, Technology Audit Compliance and Legal Associate Dallas

Internal Audit Compliance & Legal Associate

The Goldman Sachs Group Inc. is a leading global investment banking securities and investment management firm that provides a wide range of financial services to a substantial and diversified client base that includes corporations financial institutions governments and individuals. Founded in 1869 the firm is headquartered in New York and maintains offices in all major financial centers around the world. We commit people capital and ideas to help our clients shareholders and the communities we serve to grow. Our people are our greatest asset we say it often and with good reason. It is only with the determination and dedication of our people that we can serve our clients generate long-term value for our shareholders and contribute to the broader public. We take pride in supporting each colleague both professionally and personally. From collaborative workspaces and ergonomic services to wellbeing and resilience offerings we offer our people the flexibility and support they need to reach their goals in and outside the office

INTERNAL AUDIT

In Internal Audit we ensure that Goldman Sachs maintains effective controls by assessing the reliability of financial reports monitoring the firms compliance with laws and regulations and advising management on developing smart control solutions. Our group has unique insight on the financial industry and its products and operations. Were looking for detail-oriented team players who have an interest in financial markets and want to gain insight into the firms operations and control processes.

WHAT WE LOOK FOR

Goldman Sachs Internal Auditors demonstrate strong risk and control mindsets analytical exercise professional skepticism and are able to challenge and discuss effectively with management on risks and control measures. We look for individuals who enjoy learning about audit businesses and functions have innovative and creative mindsets to adopt analytical techniques to enhance audit techniques building relationships and are able to evolve and thrive in teamwork and in a fast-paced global environment.

YOUR IMPACT

As the third line of defense Internal Audits mission is to independently assess the firms internal control structure including the firms governance processes and controls and risk management and capital and anti-financial crime frameworks raise awareness of control risk and monitor the implementation of managements control doing so internal Audit:

Communicates and reports on the effectiveness of the firms governance risk management and controls that mitigate current and evolving risk

Raise awareness of control risk

Assesses the firms control culture and conduct risks

Monitors managements implementation of control measures

Goldman Sachs Internal Audit comprises individuals from diverse backgrounds including chartered accountants developers risk management professionals cybersecurity professionals and data scientists. We are organized into global teams comprising business and technology auditors to cover all the firms businesses and functions including securities investment banking consumer and investment management risk management finance cyber-security and technology risk and engineering.

RESPONSIBILITIES

Compliance and Legal Technology IA team is responsible to primarily cover Compliance and Legal Engineering functions including firm-wide Surveillance Monitoring AML and Sanctions Screening Control Room Compliances etc. As a CL Technology Auditor you will be involved to provide assurance on the data quality surveillance system logic metrics generation along with General technology controls for underlying applications.

You will play a vital role in the scoping and planning of the audits deploy audit and analytical procedures and techniques to assess the design and operating effectiveness of the controls to mitigate the risks and discuss the results with the firms local and global addition you will also monitor and follow up with management on the resolution of the open audit findings.

SKILLS AND RELEVANT EXPERIENCE

• 4-8 years of experience as a technology auditor covering IT application and general controls.
• Understanding of software development and system architecture
• High level understanding of databases operating systems and messaging
• Proficiency in Excel and SQL
• Strong written and verbal communication skills
• Understanding of Financial Crime Compliance Sanction screening Anti Money Laundering and common financial products
• Ability to review code (Java C# C++ Python VBA macros etc.)
• Experience with Data Analytics tools and techniques
• Relevant certification or industry accreditation (e.g. CISA CISSP CAMS)

ABOUT GOLDMAN SACHS

At Goldman Sachs we commit our people capital and ideas to help our clients shareholders and the communities we serve to grow. Founded in 1869 we are a leading global investment banking securities and investment management firm. Headquartered in New York we maintain offices around the world.

We believe who you are makes you better at what you do. Were committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally from our training and development opportunities and firmwide networks to benefits wellness and personal finance offerings and mindfulness programs. Learn more about our culture benefits and people at committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more: