Internal Audit, Compliance and Legal, Vice President, Salt Lake City

Goldman Sachs

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profile Job Location:

Salt Lake, UT - USA

profile Monthly Salary: Not Disclosed
Posted on: Yesterday
Vacancies: 1 Vacancy

Job Summary

Description
In Internal Audit we ensure that Goldman Sachs maintains effective controls by assessing the reliability of financial reports monitoring the firms compliance with laws and regulations and advising management on developing smart control solutions. Our group has unique insight on the financial industry and its products and operations. Were looking for detail-oriented team players who have an interest in financial markets and want to gain insight into the firms operations and control processes.

Goldman Sachs Internal Audit comprises individuals from diverse backgrounds including chartered accountants developers risk management professionals cybersecurity professionals and data scientists. We are organized into global teams comprising business and technology auditors to cover all the firms businesses and functions including securities investment banking consumer and investment management risk management finance cyber-security and technology risk and engineering.

RESPONSIBILITIES

  • Develop and maintain an in-depth understanding of business areas its products and supporting functions
  • Identify risks assess mitigating controls and make recommendations on improving the control environment
  • Follow-up on open audit issues and their resolution

SKILLS AND RELEVANT EXPERIENCE

  • Approximately 8 years of experience in internal audit or compliance
  • Strong knowledge and expertise in auditing Bank Secrecy Act and Anti-Money Laundering (BSA/AML) financial crime risks and corporate legal functions
  • Strong understanding of compliance program components risk and control processes
  • Understanding of internal audit processes as related to a large financial institution
  • Project management experience including oversight and leadership of junior staff
  • Highly motivated with strong analytical skills willing and able to learn new business and system processes quickly
  • Ability to multi-task and remain organized in a fast-paced environment and to regularly present to senior leadership
  • Accurate accountable and able to multitask while managing both time and work load
  • Approximately 8 years of experience as an internal auditor consultant and/or regulatory agency examiner within the financial services industry
  • 4-year degree in a finance accounting or quantitative discipline and ideally a graduate degree in a related subject; advanced degree (e.g. JD) is a plus
  • Relevant certification or industry accreditation (e.g. CAMS CIA) is a plus
ABOUT GOLDMAN SACHS

At Goldman Sachs we commit our people capital and ideas to help our clients shareholders and the communities we serve to grow. Founded in 1869 we are a leading global investment banking securities and investment management firm. Headquartered in New York we maintain offices around the world.

We believe who you are makes you better at what you do. Were committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally from our training and development opportunities and firmwide networks to benefits wellness and personal finance offerings and mindfulness programs. Learn more about our culture benefits and people at Were committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more: The Goldman Sachs Group Inc. 2023. All rights reserved.
Goldman Sachs is an equal opportunity employer and does not discriminate on the basis of race color religion sex national origin age veterans status disability or any other characteristic protected by applicable law.




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Description In Internal Audit we ensure that Goldman Sachs maintains effective controls by assessing the reliability of financial reports monitoring the firms compliance with laws and regulations and advising management on developing smart control solutions. Our group has unique insight on the finan...
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About Company

The Goldman Sachs Group, Inc. is a leading global investment banking, securities, and asset and wealth management firm that provides a wide range of financial services.

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