Regulatory Compliance Manager mfd
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Job Location:
Frankfurt am Main - Germany
Monthly Salary:
Not Disclosed
Posted on:
2 hours ago
Vacancies:
1 Vacancy
Job Summary
We are partnering exclusively with a leading international financial institution to hire a highly motivated Regulatory Compliance Manager . This is an exciting opportunity for compliance professionals who want to work in a dynamic and international environment.
This role offers broad exposure across corporate and investment banking activities and plays a key role in supporting regulatory integrity market conduct and institutional governance across multiple European jurisdictions.
The Regulatory Compliance Manager will act as a trusted partner within the Regulatory Compliance team supporting the Head of Regulatory Compliance in managing and coordinating compliance matters across corporate and investment banking businesses.
The role carries significant responsibility in regulatory interpretation implementation and oversight with particular focus on ensuring alignment with European and national regulatory requirements.
Tasks
Regulatory Oversight & Advisory
- Monitor analyze and evaluate new and existing European and national regulations including but not limited to:
MiFID II MiFIR EMIR MAR WpHG KWG and regulatory circulars - Assess applicability and implementation requirements of regulatory changes
- Provide practical regulatory advice to front office and business units on day-to-day compliance matters
- Act as subject matter expert in compliance-related projects and bank-wide initiatives
Risk & Governance
- Support the annual Compliance Risk Assessment and ensure findings are reflected in policies procedures and standards
- Design and coordinate Compliance Risk Assessments
- Support the development implementation and local adaptation of compliance policies and frameworks
- Deliver regulatory training and communication to impacted stakeholders
Regulatory Engagement & Reporting
- Coordinate regulatory communications with local EMEA and Head Office stakeholders
- Act as key contact for internal and external audits regulatory reviews and investigations
- Prepare regulatory reports management documentation and executive-level materials
Requirements
- University degree in Law Business Economics or equivalent professional qualification
- Proven experience within the financial sector or in regulatory compliance or legal functions
- Strong expertise in European and international regulatory frameworks for multinational financial institutions
- In-depth understanding of regulatory guidance issued by banking associations and supervisory bodies
- Highly developed analytical organisational and problem-solving skills
- Ability to work independently proactively and with high attention to detail
- Strong stakeholder management and communication skills
- Fluency in both German and English (written and spoken)
Benefits
- Attractive compensation package including bonus scheme
- Flexible working models and hybrid working options
- Modern offices in central locations
- Professional development and tailored training opportunities
- International environment with diverse projects and colleagues
- Company pension scheme and additional employee benefits
- Health and wellbeing initiatives
- Inclusive and team-oriented corporate culture
We are looking forward to your application!
Key Skills
- Proofreading
- Adobe Acrobat
- FDA Regulations
- Manufacturing & Controls
- Biotechnology
- Clinical Trials
- Research & Development
- GLP
- cGMP
- Product Development
- Chemistry
- Writing Skills
About Company
We, from Hirschman Associates, specialize in the Banking and Financial services Sector, within the D-A-CH region, with a particular focus on Compliance, Legal, Risk, and other Mid- to Senior level roles in Middle- and Back-office. We place great emphasis on being discreet and professi ... View more
