Sr Director, Regulatory Compliance

Job Title: Sr. Director Regulatory Compliance

Organization: VIU by HUB

Reports To: VP Strategic Execution
Location: Remote

VIU by HUB:
Powered by HUB International VIU by HUB is a new kind of digital insurance platform designed to help people find the right policies for the fullest coverage quickly and easily with the guidance of our experts along the way. As a dynamic start-up within HUB International VIU by HUB combines the innovative spirit of a start-up with the robust support of a leading global insurance brokerage. VIU by HUB is a comprehensive solution for all your personal insurance needs enabling customers to compare shop and receive customized quotes from top-rated insurance carriers while providing unbiased advice for your insurance journey either digitally or through a human advisor.

Job Overview:

As a growing business unit of HUB International VIU continues to expand rapidly through strategic partnerships and acquisitions. With this growth we face increasing regulatory and security challenges particularly in ensuring compliance with the Gramm-Leach-Bliley Act (GLBA) and the management of SOC2 certifications. To address these challenges and position VIU by HUB for continued success we are seeking a Sr. Director Regulatory Compliance. This role is pivotal in ensuring our practices align with industry standards meeting the expectations of both our enterprise stakeholders and strategic financial institution partners. This role requires close collaboration with HUB International enterprise compliance and security teams to ensure seamless integration of governance processes and frameworks. It will also act as a key point of contact for external and internal stakeholders to address compliance-related concerns and drive confidence in our operations.

Primary Responsibilities:

• GLBA Compliance Assessments:

• Conduct thorough assessments of the current state of GLBA compliance across VIU by HUB.
• Identify gaps and areas for improvement particularly as they relate to managing banking clients and partnerships.
• Collaborate with internal teams to develop and implement corrective action plans ensuring alignment with banking regulations and enterprise standards.

• SOC2 Certification Management:

• Lead the ongoing maintenance and maturity of SOC2 compliance efforts for VIU by HUB.
• Ensure adherence to audit requirements and support annual certification renewals.
• Proactively identify opportunities for process improvement and greater operational efficiency.

• Third-Party Risk Management (TPRM):

• Partner with enterprise security and compliance teams to ensure robust TPRM practices are in place.
• Evaluate new and existing vendors to confirm compliance with VIU by HUBs standards and regulatory requirements.
• Implement due diligence processes to mitigate risks associated with third-party relationships.

• Strategic Partner Compliance Support:
  • Serve as the primary compliance liaison for VIU by HUBs strategic partnerships with a focus on banking and mature strategic partnership needs.
  • Coordinate with the enterprise security/compliance teams to submit and review compliance questionnaires for current and emerging partnerships ensuring timely and accurate responses.
  • Collaborate with enterprise compliance teams to address new and evolving compliance challenges related to the platform and strategic partnership needs.
• Collaboration and Governance:
  • Work extensively with HUB Internationals enterprise compliance and security teams to align on the in-place governance frameworks policies and processes.
  • Act as a trusted advisor to internal teams ensuring compliance requirements are understood and integrated into daily operations.
  • Provide regular updates and reports to leadership on the status of compliance initiatives and projects.

Job Requirements:

Education:

• Bachelors degree in Business Information Security or a related field or equivalent work experience.

Experience:

• Minimum of 8 years of experience in compliance risk management or information security preferably within financial or insurance sectors; Professional certifications such as CISA CISM or CRISC are a plus.
• Strong understanding of GLBA SOC2 and third-party risk management frameworks.
• Demonstrated ability to conduct compliance assessments and implement corrective action plans.

Knowledge & Skills:

• Exceptional communication and collaboration skills with a proven ability to work across teams and manage multiple stakeholders.
• Detail-oriented and organized capable of managing multiple priorities and meeting deadlines.
• Direct experience working with banking clients or in a banking compliance role.
• Familiarity with insurance industry regulations and standards.
• Experience supporting compliance programs in organizations with strategic partnerships.

Working Conditions:

• Remote/Work from home Travel: Minimal travel required on an as-needed basis

Salary Transparency:

• The expected pay for this position is $170000 - 190000 annually. Total compensation will be impacted by factors such as the successful candidates skills experience and performance. HUB International is proud to offer comprehensive benefit and total compensation packages: health dental vision life and disability insurance; FSA HSA and 401(k) accounts and paid-time-off benefits.

HUB International Limited is an equal opportunity employer that does not discriminate on the basis of race/ethnicity national origin religion age color sex sexual orientation gender identity disability or veterans status or any other characteristic protected by local state or federal laws rules or regulations.

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