Lead Compliance Operation Specialist

WHAT MAKES US US

Join some of the most innovative thinkers in FinTech as we lead the evolution of financial technology. If you are an innovative curious collaborative person who embraces challenges and wants to grow learn and pursue outcomes with our prestigious financial clients say Hello to SimCorp!

At its foundation SimCorp is guided by our values caring customer success-driven collaborative curious and courageous. Our people-centered organization focuses on skills development relationship building and client success. We take pride in cultivating an environment where all team members can grow feel heard valued and empowered.

If you like what were saying keep reading!

WHY THIS ROLE IS IMPORTANT TO US

As our Lead Compliance Operations Specialist you will play a key role in shaping leading and continuously enhancingSimCorps global Compliance Framework. You will act as a trusted advisor to the business working closely with stakeholders across Business Functions Group Compliance and cross-functional teams to ensure compliance risks are identified managed and embedded into day-to-day operations in a pragmatic manner. This role goes beyond executionyou will drive key initiatives influence decision-making and support AI & IT Compliance topics while also support colleagues and contribute to the strategic direction of the Compliance function. The role offers strong autonomy and the opportunity to further develop the compliance agenda based on your expertise and interests.

WHAT YOU WILL BE RESPONSIBLE FOR

• Lead and oversee AI & IT compliance risk assessmentsacross business functions jurisdictions and regulatory landscapes ensuring risks are clearly identified assessed and prioritized
• Drive the development implementation and continuous improvementof the AI and IT Compliance framework in close collaboration with other members of the team working with AI and IT Compliance.
• Act as a point of contact and subject matter consultant providing guidance and sound advice to stakeholders at different levels of the organization.
• Oversee and evaluate the effectivenessof compliance activities controls and monitoring processes across the organization.
• Ensure high-quality documentation structure and governance including accurate maintenance of compliance records logs and evidence.
• Support compliance reporting including planned and ad-hoc reports for management internal committees and external stakeholders.
• Monitor and follow up on completion of risk mitigating measures and other priorities in AI Compliance.
• Maintain and further develop repositories of applicable laws regulations and internal policies and provide broad legal and compliance guidance to ensure their effective interpretation and application across the organization.
• Support audits investigations assessments due diligences and compliance cases balancing regulatory expectations with practical business needs.
• Provide coaching and informal leadershipto colleagues and contribute to a strong compliance culture across the organization and region.

WHAT WE VALUE

• A degree in law business law IT law auditing risk management or a related field
• Minimum 46 years of experiencein compliance risk or regulatory roles within a global or complex global organization
• Experience as in-house counselor in a regulated financial environment is a preference
• Solid experience with key compliance topics such as Artificial Intelligence IT Compliance Segregation of Duties Regulatory Conduct and related areas.
• Strong analytical and problem-solving skills with the ability to interpret complex regulations and apply them pragmatically
• Advanced English communication skills in written and spoken formats supporting engaging dialogue with senior stakeholders
• Demonstrated ability to handle complex and sensitive compliance matters balancing commercial realities with high ethical and regulatory standards
• Demonstrated proficiency in managing various relationships effectively while providing thoughtful guidance to the organization
• An initiative-driven ownership-oriented mindset with the ability to work independently
• Excellent interpersonal skillsand yes a great sense of humor

BENEFITS

An attractive salary bonus scheme and pension are essential for any work agreement. However in SimCorp we believe we can offer more. Therefore in addition to the traditional benefit scheme we provide a good work & life balance and opportunities for professional development: there is never just only one route - we offer an individual approach to professional development to support the direction you want to take. Visit our career pages to learn more about working at SimCorp: Since SimCorp operates in 20 offices worldwide the benefits package may vary from country to country.

NEXT STEP:

Please send us your application in English via our career site as soon as possible we process incoming applications continually. Please note that only applications sent through our system will be processed. At SimCorp we recognize that bias can unintentionally occur in the recruitment process. To uphold fairness and equal opportunities for all applicants we kindly ask you to exclude personal data such as photo age or any non-professional information from your application. Thank you for aiding us in our endeavor to mitigate biases in our recruitment process.

For any questions you are welcome to contact Katkat Calimag-Rupera Senior Talent Acquisition Partner at email If you are interested in being a part of SimCorp but are not sure this role is suitable submit your CV anyway. SimCorp is on an exciting growth journey and our Talent Acquisition Team is ready to assist you discover the right role for you. The approximate time to consider your CV is three weeks.

We are eager to continually improve our talent acquisition process and make everyones experience positive and valuable. Therefore during the process we will ask you to provide your feedback which is highly appreciated.

WHO WE ARE:

For over 50 years we have worked closely with investment and asset managers to become the worlds leading provider of integrated investment management solutions. We are 3000 colleagues with a broad range of nationalities educations professional experiences ages and backgrounds in general.

SimCorp is an independent subsidiary of the Deutsche Börse Group. Following the recent merger with Axioma we leverage the combined strength of our brands to provide an industry-leading full front-to-back offering for our clients.

SimCorp is an equal opportunity employer and welcome applicants from all backgrounds without regard to race gender age disability or any other protected status under applicable law. We are committed to building a culture where diverse perspectives and expertise are integrated into our everyday work. We believe in the continual growth and development of our employees so that we can provide top-quality solutions to our clients.

**SimCorp Manila proudly announces that its Manila Delivery Center has been officially certified as a Great Place To Work for the second consecutive year Apr25-Apr26 This certification underscores SimCorps effort to cultivating a workplace that is not only inclusive and collaborative but also committed to the personal and professional growth of its employees

**We are also honored to have been voted as a WealthTech100 company for three consecutive years. The new WealthTech100 list aims to highlight tech innovation leaders in the investment management industry.**

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