Trade Lifecycle Manager II Legal Entity Oversight & Control

Step into a critical role as a Senior Associate Trade Lifecycle Manager II at JPMorgan Securities LLC supporting the core operations of our U.S. Broker-Dealer. You will help oversee daily functions that support compliance settlements and regulatory reporting ensuring adherence to SEC FINRA and other regulatory requirements. Your expertise will drive operational efficiency support risk management and contribute to strategic initiatives that strengthen our compliance culture. Youll collaborate with cross-functional teams assist with complex regulatory filings and help ensure all reporting is accurate and timelymaking you an essential part of our firms ongoing success.

As a Trade Lifecycle Manager II within Market Operations Securities you will apply your understanding of regulatory rules to identify areas of risk and recommend solutions that keep us ahead of industry changes. Youll support change management initiatives contribute to key projects and provide insights that influence decisions within your area of responsibility. This is your opportunity to make a meaningful impact develop your expertise in broker-dealer operations and grow your career with a global leader. If you thrive in a fast-paced high-stakes environment and are passionate about operational excellence and compliance we invite you to join us and help drive the next chapter of success at JPMorgan Securities LLC.

Job responsibilities

• Prepare and submit required regulatory reports such as Extensions of Time accurately and on schedule.
• Assist in developing implementing and maintaining the firms Written Supervisory Procedures (WSPs) and Standard Operating Procedures (SOPs) ensuring alignment with daily processes.
• Collaborate with other lines of business including legal compliance technology and settlement operations to help ensure the firm remains in compliance with all regulations.
• Identify potential compliance and operational risks through analysis of existing reporting infrastructure documenting processes to support audits and examinations.
• Participate in forums presenting metrics and project updates to senior leadership to keep them informed of key initiatives and areas of concern.

Required qualifications capabilities and skills

• Bachelors degree in Finance Accounting Business or a related field.
• 2 years of experience in the securities industry.
• Exceptional attention to detail with strong analytical and problem-solving abilities.
• Excellent verbal and written communication skills with the ability to explain technical subject matter to various audiences.
• FINRA Securities Industry Essentials & Series 99 required or commitment to obtain within 120 days of hire.

Preferred Qualifications Skills and Capabilities:

• Strong knowledge of U.S. securities laws rules and regulations including SEC and FINRA requirements.
• Demonstrated project management skills with experience supporting complex projects and change management initiatives.
• Ability to influence decisions and drive improvements in operational efficiency and risk mitigation.
• Experience with advanced data analysis tools (i.e. Alteryx Tableau UI Path)