Risk & Internal Controls Manager
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Job Location:
Denver, CO - USA
Yearly Salary:
$ 85000 - 105000
Posted on:
Yesterday
Vacancies:
1 Vacancy
Job Summary
Company Summary:
With Alviere organizations can offer financial products to drive customer engagement generate new revenue streams and improve existing financial flows. The Alviere HIVE platform offers an extensive range of configurable branded financial products including accounts & wallets card issuance streamlined payments and global money transfers. Alviere brings together technology and program support with the trust of a licensed financial institution to assure the safety flexibility and long-term viability of client programs.
Job Summary:
The Risk & Internal Controls Manager is responsible for operating and maturing Alvieres enterprise risk management and internal control framework across its licensed money transmitter and bank-sponsored program activities. This role ensures that non-BSA non-Consumer regulatory risks operational risks and financial controls are identified tested and reported in a consistent risk-based manner. The position partners closely with Compliance Finance Product and external auditors to support Board reporting independent testing coordination and regulatory readiness. Success in this role is measured by effective risk visibility timely issue remediation and audit outcomes with minimal findings or rework.
Responsibilities include but are not limited to:
- Maintain and enhance the enterprise risk management (ERM) methodology risk scoring model and Board-level risk dashboards.
- Build execute and document a risk-based annual testing plan covering operational financial technology and governance risks (excluding BSA/AML and Consumer Compliance).
- Coordinate SOC 1 / SOC 2 and financial audit activities including preparation of PBCs control narratives walkthroughs and auditor responses.
- Maintain the enterprise issues log; validate remediation plans track corrective actions and report issue status and trends to senior management and the Board on a quarterly basis.
- Align testing scope timing and evidence reuse with independent AML and Consumer Compliance testing to reduce duplication and operational burden.
- Develop and report KRIs KPIs and emerging risk trends for Board Risk and Audit Committees.
- Maintain internal audit manuals testing procedures sampling methodologies and standardized templates to ensure consistency and audit defensibility.
A successful Risk & Internal Controls Manager will have the following:
- 46 years of experience in internal audit enterprise risk management SOX or internal controls within a regulated financial services or fintech environment.
- Demonstrated working knowledge of COSO Internal Control and ERM frameworks; familiarity with FFIEC SOC reporting and audit standards.
- Experience supporting SOC 1 / SOC 2 financial statement audits and regulatory examinations including direct interaction with external auditors.
- Strong ability to design and execute risk-based testing plans document results and communicate issues clearly to senior management.
- Proven stakeholder management skills with the ability to coordinate across Compliance Finance Product Engineering and Operations.
- Bachelors degree required; professional certifications such as CIA CISA CPA or CRISC preferred.
In accordance with the Colorado Equal Pay for Equal Work Act the expected salary range for this position is $85000.00 - $105000.00 per year. Actual compensation will be determined based on experience skills and location. This position is eligible for Company bonus and equity. Benefits include: Medical dental and vision insurances unlimited paid time off 401k plan w/company match.
For Colorado Applicants:
Applicants are not required to provide age-related information in their application materials such as dates of graduation or years of attendance. You may redact or omit these details from your résumé or other documents submitted with your application. If age verification is necessary for legal compliance it will only be requestedafter a conditional job offeris made.
We pride ourselves on developing and promoting talent as an Equal Employment Opportunity Employer - Veteran/Disability. All qualified applicants will receive consideration for employment without regard to race national origin gender age religion disability veteran status or any other category protected by law. We are a true merit-based organization and work hard so there are no artificial barriers to ones potential success. Alviere is committed to a workforce where everyones opportunities are limitless.
Consistent with this commitment Alviere will endeavor to provide reasonable accommodation to otherwise qualified job applicants and employees with known physical or mental disabilities. Please contactfor any assistance.
Required Experience:
Manager
Key Skills
- Arm
- Risk Management
- Financial Services
- Cybersecurity
- COSO
- PCI
- Root cause Analysis
- COBIT
- NIST Standards
- SOX
- Information Security
- RMF
About Company
Launch accounts, cards, global money transfers, and other financial products to customers, partners, and employees. Alviere is a licensed financial institution.
