About Us

Wellington Management offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our investment solutions tailored to the unique return and risk objectives of institutional clients in more than 60 countries draw on a robust body of proprietary research and a collaborative culture that encourages independent thought and healthy debate. As a private partnership we believe our ownership structure fosters a long-term view that aligns our perspectives with those of our clients.

About the Role

Tracing our roots to 1928 Wellington Management Company LLP is one of the worlds largest independent investment management firms. With over USD $1 trillion in assets under management as of 30 June 2025 we serve as a trusted adviser to institutional clients and mutual fund sponsors in over 60 countries. Our innovative investment solutions are built on the strength of proprietary independent research and span the global capital markets including equity fixed income multi-asset and alternative strategies.

As a private partnership whose sole business is investment management our long-term views and interests are aligned with those of our clients. We are committed to attracting a talented and diverse workforce and to fostering an open collaborative and inclusive culture because we believe multiple perspectives lead to more informed investment and business decisions. As an Equal Opportunity Employer we welcome people with diverse life experiences fresh ideas and specialized subject-matter expertise.

We are currently seeking a Senior Guideline Monitoring Analyst (Analyst) who will be part of the Investment Operations Team within the Global Operations. The Global Operations division brings technology and operations together to deliver better and more efficient outcomes for our clients and business partners.

Responsibilities

• The Analyst will focus on providing support to investment teams to ensure that investment transactions and holdings are compliant with client guidelines and regulatory requirements
• The Analyst will be part of the team that:

• Reviews Investment Management Agreements evaluates client guidelines and maintains the guideline monitoring system called Sentinel
• Performs real-time pre-trade support with investors
• Resolves post-trade incident exceptions generated from Sentinel

• The Analyst will work collaboratively with other Guideline Monitoring Analysts as well as other internal teams specifically our Global Relationship Teams Product Management and Portfolio Management
• The Analyst will develop a deep understanding of investment strategies relative to client guidelines and regulatory requirements

Qualifications

• 4-7 years of industry experience
• Bachelors degree in Finance or Business-related field
• Candidate must demonstrate a working knowledge of investment types including equity and fixed income products and derivative securities
• Prior experience in guideline monitoring investment operations or compliance or an understanding of different regulatory regimes would be advantageous but is not required
• Candidate should be energetic self-confident and have an inquisitive mind
• An ideal candidate should be a self-starter who is results-driven and be controls conscious
• Possess strong organizational skills and proven ability to manage assignments with competing priorities
• Exhibit strong interpersonal and communicative abilities
• Demonstrated capability to perform both independently and collaboratively
• Possess excellent attention to detail
• Exhibit strong proficiency in computer skills and digital literacy particularly with Word Excel and similar software applications

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Not sure you meet 100% of our qualifications Thats ok. If you believe that you could excel in this role we encourage you to apply and welcome a chance to review your background. We are dedicated to building and maintaining a diversified workforce and considering a broad array of candidates with a variety of skill workplace experiences and backgrounds.

As an equal opportunity employer Wellington Management considers all qualified applicants will receive consideration for employment without regard to race color sex sexual orientation gender identity gender expression religion creed national origin age ancestry disability (physical or mental) medical condition citizenship marital status pregnancy veteran or military status genetic information or any other characteristic protected by applicable law. If you are a candidate with a disability or are assisting a candidate with a disability and require an accommodation to apply for one of our jobs please email us at .

At Wellington Management our approach to compensation is designed to help us attract inspire and retain the best talent in our strive to pay employees fairly and competitively across all levels and roles. Our approach to compensation considers all aspects of total compensation; all employees are eligible to receive salary variable compensation and benefits. The base salary range for this position is: