Partners directly with business partners and attorneys to analyze and evaluate legal issues and risks and develop solutions to meet business objectives. Will serve as a subject matter expert for mutual fund regulatory filings and assist with internal and external meetings including drafting agendas taking minutes and preparing materials.
Job Duties and Responsibilities
This position will support Thrivents registered fund business. Drafting and submission of SEC filings for the funds will be the primary function of this role.
Working knowledge of investment funds and regulatory framework applicable to mutual funds and ETFs is preferred.
Understanding of the functions legal and business needs across divisions departments and business units supported. Continually updates knowledge of the legal and regulatory environment in which they operate.
Supports the organizations goals and projects by conducting research providing organization and developing options to support implementation of key initiatives.
Independently identifies analyzes and researches legal issues as appropriate. Works directly with outside counsel to resolve issues.
May lead other GCO initiatives or participate in enterprise-wide initiatives as appropriate. May have responsibility to develop and/or maintain compliance procedures.
Required Job Qualifications
College degree and paralegal certificate.
3 years related experience.
Other Critical Factors
Experience with tools and technology used to support SEC disclosures.
Demonstrates strong written and verbal communication skills.
Exercises sound business acumen and judgment.
Fosters teamwork and collaboration.
Ability to evaluate electronic tools utilized by law and compliance to meet the needs of the GCO.
Ability to direct outside counsel as needed to obtain cost effective legal advice and results.
Pay Transparency
Thrivent provides Equal Employment Opportunity (EEO) without regard to race religion color sex gender identity sexual orientation pregnancy national origin age disability marital status citizenship status military or veteran status genetic information or any other status protected by applicable local state or federal law. This policy applies to all employees and job applicants.
Thrivent is committed to providing reasonable accommodation to individuals with disabilities. If you need a reasonable accommodation please let us know by sending an email toor calland request Human Resources.
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