Trade Surveillance Business Analyst

New York City, NY - USA

Monthly Salary: Not Disclosed

Posted on: 2 hours ago

Vacancies: 1 Vacancy

Job Summary

Job Description:

Job description:

Summary

This position is designed for a skilled professional to analyse and map OTC financial products within the trade surveillance framework with a strong focus on implementing and supporting the underlying technology The role requires a deep understanding of OTC instruments including derivatives swaps FX commodities and equities as well as expertise in trade surveillance systems and data analysis tools The analyst will work closely with technology teams to design implement and maintain surveillance solutions

Key Responsibilities

The responsibilities are multifaceted reflecting the intersection of business analysis technology implementation and trade surveillance for OTC products

Analyze and Map OTC Products Conduct detailed analysis to map OTC financial products ensuring comprehensive coverage within trade surveillance systems This includes understanding the relationships between derivatives swaps FX commodities and equities

Technology Implementation This involves completing technology onboarding processes for a Trade Surveillance solution and providing guidance and support for company projects and initiatives

Business Requirements Gathering Collaborate with stakeholders including compliance legal operations and technology teams to document and understand business requirements for trade surveillance translating them into technical specifications

System Design and Testing Participate in the design of surveillance systems formulate testing approaches develop test plans and cases and support user acceptance testing UAT to ensure functionality and compliance before deployment

Data Analysis and Reporting Perform in-depth data analysis using SQL and other tools like Tableau or Power BI to identify trends anomalies and potential compliance breaches in OTC trading data Develop reports and dashboards for senior management to support decision-making and regulatory reporting

Process Improvement Identify opportunities to enhance trade surveillance processes through technological innovations and system improvements focusing on efficiency accuracy and alignment with business objectives

Documentation Develop and maintain comprehensive documentation for trade surveillance processes systems and OTC product mappings ensuring accessibility for all relevant stakeholders

Training and Support Provide training and ongoing support to business users on trade surveillance systems and processes ensuring effective adoption and usage

Stakeholder Collaboration Engage with Cross functional teams including compliance legal operations and technology to ensure seamless integration of surveillance solutions and alignment with organizational goals including regular updates to senior stakeholders and strong stakeholder management

Qualifications

Proven experience as a Business Analyst in the financial services industry with a focus on trade surveillance compliance and capital markets

Deep understanding of OTC financial products including derivatives Fixed Income Swaps FX commodities and equities with experience in their trading and risk management

Strong knowledge of trade surveillance systems and tools such as Trading Hub Actimize SMARTS or similar platforms with hands-on experience in implementation and support

Proficiency in SQL and experience with data analysis tools like Tableau or Power BI essential for data driven decision-making

Familiarity with software development life cycles SDLC and agile methodologies enhancing efficiency in system development and deployment

Knowledge of regulatory requirements related to trade surveillance

Understanding of trade surveillance regulations and practices is highly desirable enhancing the ability to deliver compliant solutions

Excellent problem-solving abilities attention to detail and strong communication skills Ability to work effectively in a team environment collaborating with Cross functional teams.

Job Description: Job description: Summary This position is designed for a skilled professional to analyse and map OTC financial products within the trade surveillance framework with a strong focus on implementing and supporting the underlying technology The role requires a deep understanding of OTC ...