Executive Director Securities Operations Controls Buenos Aires
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Job Location:
Buenos Aires - Argentina
Monthly Salary:
Not Disclosed
Posted on:
19 hours ago
Vacancies:
1 Vacancy
Department:
Job Summary
The Risk and Control function within Securities Operations is responsible for identifying assessing monitoring and mitigating operational risks across Settlements Asset Servicing Broker Dealer Stock Record Regulatory Reporting and Payments Utility teams as well as performing critical controls for these functions. This role provides strategic leadership in establishing and maintaining a robust risk and control environment that safeguards the firms assets ensures compliance with global regulatory requirements and aligns with business objectives. This role requires deep expertise in securities operations operational risk management and regulatory compliance as well as the ability to influence at the highest levels of the organization and drive sustainable change.
Job responsibilities
- Design and execute critical controls for the Securities Operations department with primary focus on payment controls.
- Set the strategic direction for risk management and controls across Securities Operations ensuring alignment with firm objectives and regulatory requirements.
- Oversee the design and enhancement of control frameworks utilizing analytics automation and technology to proactively address emerging risks.
- Partner/Collaborate with Technology to lead cross-functional initiatives and large-scale system enhancements that strengthen controls and drive business growth.
- Provide comprehensive oversight for regulatory examinations and audits ensuring full compliance.
- Champion a culture of risk awareness and continuous improvement through effective risk identification mitigation and training.
- Lead incident response root cause analysis and remediation of high-impact issues.
- Flexible for short-term travel to global locations if needed.
- Drive the implementation of automation technologies to optimize the controls framework enhancing efficiency and resilience of our operating platform.
- Engage with internal stakeholders leveraging advanced influencing skills to establish productive relationships and drive mutually beneficial outcomes.
- Seasoned individual with 15 years of experience preferably operating at the same level in similar type of industry.
- Demonstrated leadership in managing moderate sized teams and driving a strong risk and control culture across teams.
- Open to take up regulatory certifications to effectively support the role. Will be required to complete FINRA Series 99 certification if not already licensed.
- Deep expertise in operational risk identification mitigation and regulatory compliance for settlements asset servicing broker dealer stock record regulatory reporting and payments.
- Proven track record of successfully navigating regulatory audits implementing control frameworks and remediating high-impact issues.
- Strong strategic thinking and analytical skills with the ability to influence senior stakeholders and drive cross-functional initiatives.
- Extensive knowledge of industry best practices regulatory requirements and emerging risks in securities operations.
- Exceptional communication negotiation and stakeholder management skills at the executive level.
- Experience leading process improvement automation and change management initiatives to enhance operational efficiency and control effectiveness.
- High integrity sound judgment and a commitment to fostering a culture of transparency and accountability.
Required Experience:
Director
Key Skills
- Employee Relations
- Employee Evaluation
- Management Experience
- Profit & Loss
- Conflict Management
- Operations Management
- Project Management
- Budgeting
- Leadership Experience
- Supervising Experience
- Leadership management
- Financial Planning
About Company
JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world’s most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans ov ... View more
